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Original filing (PDF)20251015190225NAL0005435025001
COMPA INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
COMPA INDUSTRIES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 3
40% in single holdingNo recordkeeper disclosed6 service providers
Active participants
282
Accounts w/ balance
332
Plan assets (EOY)
$11.9M
Net assets (EOY)
$11.9M
How this plan invests
This plan
36 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "FlxFocs Mod Rtrmt R1" is 40% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMPA INDUSTRIES, INC..
Plan sponsor
Name
COMPA INDUSTRIES, INC.
EIN
33-0203447
Address
1350 CENTRAL AVE #201 · LOS ALAMOS, NM · 87544
Phone
(505) 662-2500
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH, CARNEY & CO.,P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | NONE | $20K | — |
| ALLIANCE BENEFIT GROUP | 76-0342548 | HOUSTON, TX | NONE | $7K | — |
| IRON FIDUCIARY | 99-9552241 | — | NONE | $2K | — |
| PRUCO SECURITIES, LLC | 25-1395109 | NEWARD, NJ | NONE | $0 | — |
| CUSTOM BENEFIT OF HOUSTON | 76-0342548 | HOUSTON, TX | NONE | $0 | — |
| LPL ENTERPRISE LLC | 25-1395109 | SAN DIEGO, CA | NONE | $0 | — |
Investments
5 direct securities · 36 pooled funds· $12.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$10.9M
36 holdings
Uncategorized
$1.6M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FLXFOCS MOD RTRMT R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $4.5M | 37.6% | |
| FLXFOCS MOD 2035 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $1.9M | 15.7% | |
| FLXFOCS CNSRV 2045 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $1.6M | 13.2% | |
| FlxFocs Mod 2055 R1 | — | — | — | $1.1M | 9.4% | |
| FLEX FOCUS MODERATE 2055 FUND CLASS NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $1.1M | 9.4% | |
| VNGRD TTL STMKT INDX FD AS NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $327K | 2.8% | |
| Nationwide Fixed Select Insurance Contract | — | — | — | $251K | 2.1% | |
| VNGRD BAL INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $243K | 2.0% | |
| VNGRD GR INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $220K | 1.9% | |
| VNGRD VAL INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $207K | 1.7% | |
| VANGUARD ST INFL PRTSEC IND AD | — | — | — | $160K | 1.4% | |
| VNGRD STINFLPRTSECIND ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $160K | 1.4% | |
| FLXFOCS MOD 2065 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $130K | 1.1% | |
| VNGRD TTL INTL BD IDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $98K | 0.8% | |
| VNGRD MID-CAP IDX FD AS NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $84K | 0.7% | |
| Participant Loans Maturities from January 2025 to August 2029 at interest rates between 6.00% and 10.50% (0) | — | — | — | $71K | 0.6% | |
| VNGRD DEVL MKT INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $64K | 0.5% | |
| VNGRD HI YLD CORP ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $62K | 0.5% | |
| FLXFOCS CNSRV 2055 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $52K | 0.4% | |
| VNGRD REALEST INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $40K | 0.3% | |
| VNGRD 500 INDEX FD AS NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $26K | 0.2% | |
| VNGRD DIVD GR INV NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $23K | 0.2% | |
| FID US BD INDX NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $23K | 0.2% | |
| FlxFocs Consrv Retirement R1 | — | — | — | $21K | 0.2% | |
| FLXFOCS CNSRV RTRMT R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $21K | 0.2% | |
| VNGRD INFO TECH INDX ADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $14K | 0.1% | |
| VNGRD EMRG MKT STKINDXADML NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $14K | 0.1% | |
| FLXFOCS CNSRV 2035 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $13K | 0.1% | |
| FLXFOCS AGGR 2035 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $11K | <0.1% | |
| NW INV DEST MOD R6 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $10K | <0.1% | |
| AS DIVRS CAP BLDR INST NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $10K | <0.1% | |
| NW INV DEST MOD AGGR R6 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $8K | <0.1% | |
| FLXFOCS AGGR RTRMT R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $6K | <0.1% | |
| FIDADV FREE 2030 INST NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $2K | <0.1% | |
| VNGRD TRGT RTRMT 2045 INV NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $2K | <0.1% | |
| FLXFOCS AGGR 2055 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $375 | <0.1% | |
| FLXFOCS AGGR 2025 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| NW INV DEST AGGR R6 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLXFOCS MOD 2025 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FLXFOCS CNSRV 2025 R1 NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| FED HRMS GOV OBLGTNS PRMR NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |