| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB | 94-1737782 | — | NONE | $87K | — |
| FIDELITY INVESTMENTS | 04-2882358 | — | NONE | $47K | — |
| TD AMERITRADE | 06-0988655 | — | NONE | $45K | — |
| AMERIPRISE FINANCIAL | 41-0973005 | — | NONE | $26K | — |
| WELLS FARGO ADVISORS | 94-1347393 | — | NONE | $23K | — |
| LPL FINANCIAL | 95-2834236 | — |
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
| NONE |
| $19K |
| — |
| UBS FINANCIAL | 13-2638166 | — | NONE | $16K | — |
| MORGAN STANLEY | 26-4310632 | — | NONE | $15K | — |
| STIFEL | 43-1273600 | — | NONE | $14K | — |
| ASSETMARK TRUST COMPANYL | 86-0770473 | — | NONE | $12K | — |
| NORTHWESTERN MUTUAL | 39-0509570 | — | NONE | $9K | — |
| MERRILL LYNCH | 13-3180817 | — | NONE | $7K | — |
| TRI-AD ACTUARIES, INC. | 95-2887986 | — | NONE | $5K | — |
