Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NWPS | 91-2090931 | — | RECORDKEEPER | $15K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB | 94-1737782 | — | NONE | $293K | — |
| MORGAN STANLEY | 26-4310632 | — | NONE | $119K | — |
| MERRILL LYNCH | 13-3180817 | — | NONE | $61K |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SDBA Active Self-directed brokerage accounts | — | — | — | $240.5M | 78.2% | |
| SDBA Non-Linked Self-directed brokerage accounts | — | — | — | $21.4M | 7.0% | |
| SDBA Supplemental 01 Self-directed brokerage accounts | — | — | — | $12.6M | 4.1% | |
| Vanguard Target Retirement 2040 Mutual fund | — | — | — | $5.8M |
| — |
| WELLS FARGO ADVISORS | 94-1347393 | — | NONE | $44K | — |
| FIDELITY INVESTMENTS | 04-2882358 | — | NONE | $33K | — |
| LPL FINANCIAL | 95-2834236 | — | NONE | $15K | — |
| UBS | 13-2638166 | — | NONE | $14K | — |
| RAYMOND JAMES | 56-1281193 | — | NONE | $14K | — |
| PERSHING | 13-2741729 | — | NONE | $10K | — |
| HILLTOP SECURITIES, INC. | 75-1382137 | — | NONE | $6K | — |
| 1.9% |
| Fidelity 500 Index Mutual fund | — | — | — | $5.8M | 1.9% |
| SDBA Supplemental 02 Self-directed brokerage accounts | — | — | — | $4.9M | 1.6% |
| Vanguard Target Retirement 2045 Mutual fund | — | — | — | $4.1M | 1.3% |
| Vanguard Target Retirement 2050 Mutual fund | — | — | — | $2.0M | 0.7% |
| State Street Aggregate Bond Index K Mutual fund | — | — | — | $1.6M | 0.5% |
| Vanguard Target Retirement 2035 Mutual fund | — | — | — | $1.1M | 0.4% |
| Vanguard Target Retirement 2025 Mutual fund | — | — | — | $1.1M | 0.3% |
| SDBA Supplemental 06 Self-directed brokerage accounts | — | — | — | $840K | 0.3% |
| to 9.50%, maturity dates vary - 0 - | — | — | — | $721K | 0.2% |
| Boston Trust SMID Cap Mutual fund | — | — | — | $668K | 0.2% |
| The Loan Company of San Diego Limited partnership | — | — | — | $662K | 0.2% |
| Vanguard Target Retirement 2055 Mutual fund | — | — | — | $620K | 0.2% |
| Montana Cabin and lot Real estate | — | — | — | $501K | 0.2% |
| Vanguard Target Retirement 2030 Mutual fund | — | — | — | $412K | 0.1% |
| State Street Global All Cap Eq ex-US K Mutual fund | — | — | — | $243K | <0.1% |
| Vanguard Treasury Money Market Money market account | — | — | — | $214K | <0.1% |
| ALLIANZ ANNUITY #71074868 Unallocated insurance contract | — | — | — | $180K | <0.1% |
| ALLIANZ ANNUITY #70827464 Unallocated insurance contract | — | — | — | $177K | <0.1% |
| AHR REIT CLASS 1 Real estate | — | — | — | $176K | <0.1% |
| SDBA Supplemental 04 Self-directed brokerage accounts | — | — | — | $176K | <0.1% |
| ALLIANZ ANNUITY #71404392 Unallocated insurance contract | — | — | — | $154K | <0.1% |
| NY LIFE INSURANCE #P809 3 Unallocated insurance contract | — | — | — | $151K | <0.1% |
| State Street Small/Mid Cap Equity Idx K Mutual fund | — | — | — | $140K | <0.1% |
| Vanguard Target Retirement 2020 Mutual fund | — | — | — | $105K | <0.1% |
| ALLIANZ ANNUITY #71651029 Unallocated insurance contract | — | — | — | $44K | <0.1% |
| Vanguard Target Retirement 2060 Mutual fund | — | — | — | $37K | <0.1% |
| The Parking REIT Inc. Real estate | — | — | — | $31K | <0.1% |
| SDBA Supplemental 05 Self-directed brokerage accounts | — | — | — | $27K | <0.1% |
| SDBA Supplemental 03 Self-directed brokerage accounts | — | — | — | $24K | <0.1% |
| Vanguard Target Retirement Income Mutual fund | — | — | — | $12K | <0.1% |
| SDBA Self-directed brokerage accounts | — | — | — | $8K | <0.1% |
| PGIM Total Return Bond R6 Mutual fund | — | — | — | $6K | <0.1% |
