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Original filing (PDF)20251001050656NAL0012228705001
SUNDANCE SQUARE MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
SUNDANCE SQUARE 401(K) PLAN
401(k) retirement plan
Signals · 1
~129 bps in Sched C fees
Active participants
114
Accounts w/ balance
165
Plan assets (EOY)
$4.8M
Net assets (EOY)
$4.8M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 129 bps in Schedule C fees — 148% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUNDANCE SQUARE MANAGEMENT, LLC.
Plan sponsor
Name
SUNDANCE SQUARE MANAGEMENT, LLC
EIN
32-0635048
Address
425 HOUSTON STREET · SUITE 250 · FORT WORTH, TX · 76102
Phone
(817) 255-5700
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | ACCOUNTANT | $25K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES | 35-2552359 | — | INVESTMENT/FINANCIAL ADVI | $32K | — |
Investments
29 direct securities · 1 pooled fund· $4.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$4.8M
29 holdings
Common Collective Trust
$8K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY ADV FREEDOM 2010 K6 | Registered Investment Companies | — | — | $954K | 19.8% | |
| FIDELITY ADV FREEDOM 2040 K6 | Registered Investment Companies | — | — | $486K | 10.1% | |
| FIDELITY ADV FREEDOM 2030 K6 | Registered Investment Companies | — | — | $383K | 8.0% | |
| DFA COMMODITY STRAT PORT INST 957 REGISTERED INVESTMENT COMPANY FIDELITY ADV FREEDOM 2035 K6 | Registered Investment Companies | — | — | $293K | 6.1% | |
| FIDELITY ADV FREEDOM 2025 K6 | Registered Investment Companies | — | — | $285K | 5.9% | |
| FIDELITY ADV FREEDOM 2050 K6 | Registered Investment Companies | — | — | $245K | 5.1% | |
| FIDELITY ADV FREEDOM 2060 K6 | Registered Investment Companies | — | — | $231K | 4.8% | |
| FIDELITY ADV FREEDOM 2055 K6 | Registered Investment Companies | — | — | $219K | 4.6% | |
| JPM GROWTH ADVANTAGE FUND - R6 | Registered Investment Companies | — | — | $209K | 4.3% | |
| FIDELITY ADV FREEDOM 2045 K6 | Registered Investment Companies | — | — | $186K | 3.9% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $184K | 3.8% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $177K | 3.7% | |
| FRANKLIN SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $160K | 3.3% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $160K | 3.3% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $136K | 2.8% | |
| FIDELITY ADV FREEDOM 2065 K6 | Registered Investment Companies | — | — | $128K | 2.7% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $117K | 2.4% | |
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $57K | 1.2% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $38K | 0.8% | |
| FIDELITY ADV FREEDOM 2020 K6 | Registered Investment Companies | — | — | $32K | 0.7% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $25K | 0.5% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $17K | 0.4% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $15K | 0.3% | |
| GS INFLATION PROTECTED SEC R6 | Registered Investment Companies | — | — | $12K | 0.3% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $11K | 0.2% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $8K | 0.2% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $7K | 0.1% | |
| AMC EMERGING MKTS - R6 | Registered Investment Companies | — | — | $6K | 0.1% | |
| FIDELITY ADV FREEDOM 2015 K6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| T ROWE PRICE OVERSEAS STOCK | Registered Investment Companies | — | — | $2K | <0.1% |
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