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Original filing (PDF)20251015151755NAL0002655459001
THE EQUITY TECHNOLOGY GROUP, INC.
Form 5500
FILING_RECEIVED
THE EQUITY TECHNOLOGY GROUP 401(K) PLAN
401(k) retirement plan
Active participants
183
Accounts w/ balance
222
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE EQUITY TECHNOLOGY GROUP, INC..
Plan sponsor
Name
THE EQUITY TECHNOLOGY GROUP, INC.
EIN
32-0430595
Address
20600 CHAGRIN BOULEVARD SUITE 1200 · SHAKER HEIGHTS, OH · 44122
Phone
(216) 283-9519
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MEADEN & MOORE, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | — | BEACHWOOD, OH | INVESTMENT ADVISOR | $30K | — |
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $10K | — |
Investments
28 direct securities· $24.8M(100% of reported assets)
Uncategorized
$24.1M
27 holdings
Guaranteed Income / GIC
$696K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MKT IDX ADM Mutual Fund N/A | — | — | — | $3.8M | 15.3% | |
| ALGER CAPITAL APPRECIATION Z Mutual Fund N/A | — | — | — | $3.3M | 13.5% | |
| AMERICAN FUNDS 2030 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $1.7M | 7.0% | |
| JPMORGAN CORE BOND R6 Mutual Fund N/A | — | — | — | $1.4M | 5.7% | |
| T. ROWE PRICE DIVIDEND GROWTH Mutual Fund N/A | — | — | — | $1.4M | 5.4% | |
| NUVEEN LARGE CAP GROWTH INDEX R6 Mutual Fund N/A | — | — | — | $1.2M | 4.6% | |
| AMERICAN FUNDS 2035 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $1.0M | 4.2% | |
| AMERICAN FUNDS 2055 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $1.0M | 4.1% | |
| AMERICAN FUNDS 2050 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $973K | 3.9% | |
| VANGUARD SMALL CAP INDEX ADM Mutual Fund N/A | — | — | — | $961K | 3.9% | |
| VANGUARD MID-CAP VALUE INDEX ADMIRAL Mutual Fund N/A | — | — | — | $780K | 3.1% | |
| PUTNAM LARGE CAP VALUE R6 Mutual Fund N/A | — | — | — | $724K | 2.9% | |
| AMERICAN FUNDS AMERICAN BALANCED R6 Mutual Fund N/A | — | — | — | $708K | 2.9% | |
| AMERICAN FUNDS EUROPACIFIC GR R6 Mutual Fund N/A | — | — | — | $699K | 2.8% | |
| VANGUARD MID-CAP GROWTH INDEX ADMIRAL Mutual Fund N/A | — | — | — | $697K | 2.8% | |
| /Stable Value Contract value N/A | Guaranteed Income / GIC | — | — | $696K | 2.8% | |
| VANGUARD VALUE INDEX ADM Mutual Fund N/A | — | — | — | $679K | 2.7% | |
| HARTFORD INTERNATIONAL OPPORTUNITIES R6 Mutual Fund N/A | — | — | — | $443K | 1.8% | |
| AMERICAN FUNDS 2060 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $443K | 1.8% | |
| AMERICAN FUNDS 2040 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $440K | 1.8% | |
| VANGUARD MID CAP INDEX FUND ADMIRAL - Mutual Fund N/A | — | — | — | $425K | 1.7% | |
| AMERICAN FUNDS NEW WORLD R6 Mutual Fund N/A | — | — | — | $392K | 1.6% | |
| AMERICAN FUNDS 2025 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $332K | 1.3% | |
| DFA GLOBAL REAL ESTATE SECURITIES PORT Mutual Fund N/A | — | — | — | $226K | 0.9% | |
| AMERICAN FUNDS 2045 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $185K | 0.7% | |
| AMERICAN FUNDS 2015 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $100K | 0.4% | |
| Participant loans (Interest at 4.25% to 9.50%) N/A | — | — | — | $57K | 0.2% | |
| AMERICAN FUNDS 2020 TRGT DATE RETIRE R6 Mutual Fund N/A | — | — | — | $13K | <0.1% |
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