Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $113K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | — | JERSEY CITY, NJ | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price Ret Blend Select Tr 2040 CL 5 Collective Trust Fund - | — | — | — | $2.2M | 11.1% | |
| T Rowe Price Ret Blend Select Tr 2055 CL 5 Collective Trust Fund - | — | — | — | $2.2M | 11.0% | |
| Indirect comp |
|---|
| NORTHEAST RETIREMENT SERVICES, INC. | — | WOBURN, MA | CONTRACT ADMIN | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL AUTOMOBILE DEALERS ASSOCIA | — | MCLEAN, VA | OTHER | $21K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | OTHER | $4K | — |
| T Rowe Price Ret Blend Select Tr 2045 CL 5 Collective Trust Fund - |
| — |
| — |
| — |
| $2.1M |
| 10.4% |
| T Rowe Price Ret Blend Select Tr 2035 CL 5 Collective Trust Fund - | — | — | — | $1.8M | 8.9% |
| NT Collective S&P 500 Index Fund DC NL 4 Collective Trust Fund - | — | — | — | $1.7M | 8.5% |
| T Rowe Price Ret Blend Select Tr 2050 CL 5 Collective Trust Fund - | — | — | — | $1.7M | 8.5% |
| T Rowe Price Ret Blend Select Tr 2030 CL 5 Collective Trust Fund - | — | — | — | $1.5M | 7.3% |
| T Rowe Price Ret Blend Select Tr 2025 CL 5 Collective Trust Fund - | — | — | — | $1.3M | 6.7% |
| T Rowe Price Ret Blend Select Tr 2060 CL 5 Collective Trust Fund - | — | — | — | $935K | 4.7% |
| T Rowe Price Ret Blend Select Tr 2020 CL 5 Collective Trust Fund - | — | — | — | $613K | 3.1% |
| date, rate of interest, (b) Identity of issue, borrower, lessor, or similar collateral, par, or (d) (e) Current (a) party maturity value Cost** value T Rowe Price Ret Blend Select Tr 2065 CL 5 Collective Trust Fund - | — | — | — | $550K | 2.8% |
| T Rowe Price Ret Blend Select Tr 2015 CL 5 Collective Trust Fund - | — | — | — | $475K | 2.4% |
| NT ACWI Ex US IMI Fund DC NL Tier 4 Collective Trust Fund - | — | — | — | $427K | 2.1% |
| NT Collective S&P 400 Index Fund DC NL 4 Collective Trust Fund - | — | — | — | $294K | 1.5% |
| EMPOWER TRUST DRIVE INCOME FUND EMPOWER TRUST COMPANY · EIN 47-7319764 / PN 111 | Common Collective Trust | — | — | $286K | 1.4% |
| Fidelity Total Bond K6 Mutual Fund - | — | — | — | $285K | 1.4% |
| American Funds EuroPacific Gr R6 Mutual Fund - | — | — | — | $278K | 1.4% |
| MassMutual Mid Cap Growth I Mutual Fund - | — | — | — | $253K | 1.3% |
| NT Collective R2000 Index Fund DC NL 4 Collective Trust Fund - | — | — | — | $236K | 1.2% |
| Principal SmallCap Growth I R6 Mutual Fund - | — | — | — | $202K | 1.0% |
| NT Agg Bond Index Fund NL T4 Collective Trust Fund - | — | — | — | $196K | 1.0% |
| SSGA Real Asset Fund Class C Collective Trust Fund - | — | — | — | $150K | 0.8% |
| NT Collective R1000 Growth Index Fund DC NL 4 Collective Trust Fund - | — | — | — | $103K | 0.5% |
| NT Collective R1000 Val Index Fund DC NL 4 Collective Trust Fund - | — | — | — | $92K | 0.5% |
| Allspring Special Small Cap Value R6 Mutual Fund - | — | — | — | $71K | 0.4% |
| MFS Mid Cap Value Fund CT Collective Trust Fund - | — | — | — | $50K | 0.2% |
| EMPOWER TRUST DRIVE BALANCED FUND EMPOWER TRUST COMPANY · EIN 47-7326992 / PN 110 | Common Collective Trust | — | — | $14K | <0.1% |
| Victory Trivalent International Small Cap I Mutual Fund - | — | — | — | $4K | <0.1% |
