How big is First Brokers Securities LLC's plan?

First Brokers Securities LLC's plan reported $22.7M in assets and 50 participants for 2024.

Original filing (PDF)20250904070608NAL0015875361001

First Brokers Securities LLC

Name: First Brokers Securities LLC — First Brokers, Form 5500 (2024)
Creator: First Brokers Securities LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

First Brokers Securities LLC 401(k) Plan

401(k) retirement plan · First Brokers Securities LLC's First Brokers Securities LLC 401(k) Plan held $22.7M in plan assets for 50 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$22.7M

Net assets (EOY)

$22.7M

People on this filing

Robert Dower signed First Brokers Securities LLC's 2024 Form 5500 as plan administrator.

Robert Dower — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

First Brokers Securities LLC's EIN is 32-0104062.

EIN 32-0104062

Plan number 001

Plan year 2024

ACK ID 20250904070608NAL0015875361001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for First Brokers Securities LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

First Brokers Securities LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA), a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for FIRST BROKERS SECURITIES LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off