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Original filing (PDF)20251001101627NAL0031388834001
OTTERBEIN UNIVERSITY
Form 5500
FILING_RECEIVED
OTTERBEIN UNIVERSITY TAX DEFERRED ANNUITY AND DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
758
Accounts w/ balance
943
Plan assets (EOY)
$136.3M
Net assets (EOY)
$136.3M
How this plan invests
This plan
1 pooled trust
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OTTERBEIN UNIVERSITY.
Plan sponsor
Name
OTTERBEIN UNIVERSITY
EIN
31-4379532
Address
1 SOUTH GROVE ST. · WESTERVILLE, OH · 43081
Phone
(614) 823-1805
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLARK, SCHAEFER, HACKETT & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANPILOT, LLC | 45-4168388 | — | INVESTMENT ADVISOR | $40K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA-TEACHERS INS AND ANNUITY ASSOC | 13-1624203 | — | CONTRACT ADMINISTRATOR | $101K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLARK, SCHAEFER, HACKETT & CO. | 31-0800053 | — | AUDITOR | $13K | — |
Investments
64 direct securities · 1 pooled fund· $136.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$135.3M
64 holdings
Pooled Separate Account
$941K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Contract-Non Benefit Responsive Unallocated insurance contract ** $ | — | — | — | $26.5M | 19.4% | |
| Vanguard Inst Idx Inst Mutual fund | — | — | — | $18.6M | 13.6% | |
| College Retirement Equities Fund Stock R2 Registered investment company | — | — | — | $14.5M | 10.7% | |
| Nuveen Lifecycle Index 2040 Fund R6 Mutual fund | — | — | — | $7.1M | 5.2% | |
| TIAA Traditional Annuity Contract-Benefit Responsive Unallocated insurance contract | — | — | — | $6.7M | 5.0% | |
| Nuveen Lifecycle Index 2030 Fund R6 Mutual fund | — | — | — | $6.6M | 4.8% | |
| College Retirement Equities Fund Growth R2 Registered investment company | — | — | — | $5.3M | 3.9% | |
| Nuveen Lifecycle Index 2035 Fund R6 Mutual fund | — | — | — | $4.3M | 3.2% | |
| AB Large Cap Growth Fund Adv Mutual fund | — | — | — | $3.5M | 2.6% | |
| Nuveen Lifecycle Index 2025 Fund R6 Mutual fund | — | — | — | $3.3M | 2.4% | |
| Nuveen Lifecycle Index 2020 Fund R6 Mutual fund | — | — | — | $3.2M | 2.3% | |
| Nuveen International Equity Index Fund R6 Mutual fund | — | — | — | $3.1M | 2.2% | |
| Nuveen Lifecycle Index 2045 Fund R6 Mutual fund | — | — | — | $2.9M | 2.1% | |
| Baird Aggregate Bond Inv Mutual fund | — | — | — | $2.8M | 2.1% | |
| JPMorgan Equity Income Fund Class R6 Mutual fund | — | — | — | $2.7M | 2.0% | |
| Nuveen Lifecycle Index 2050 Fund R6 Mutual fund | — | — | — | $2.4M | 1.7% | |
| Vanguard Mid-Cap Idx Adm Mutual fund | — | — | — | $2.0M | 1.5% | |
| College Retirement Equities Fund Global Equities R2 Registered investment company | — | — | — | $1.7M | 1.2% | |
| Nuveen Small Cap Blend Index Fund R6 Mutual fund | — | — | — | $1.7M | 1.2% | |
| College Retirement Equities Fund Equity Index R2 Registered investment company | — | — | — | $1.6M | 1.2% | |
| Vanguard Short-Trm Invt Gd Adm Mutual fund | — | — | — | $1.6M | 1.2% | |
| American Funds New Perspective Fund Class R5 Mutual fund | — | — | — | $1.4M | 1.1% | |
| Vanguard Federal Money Mkt Inv Mutual fund | — | — | — | $1.3M | 1.0% | |
| Vanguard Ttl Bd Mkt Idx Adm Mutual fund | — | — | — | $1.3M | 0.9% | |
| College Retirement Equities Fund Social Choice R2 Registered investment company | — | — | — | $1.1M | 0.8% | |
| American EuroPacific Growth R6 Mutual fund | — | — | — | $1.1M | 0.8% | |
| TIAA REAL ESTATE ACCOUNT TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $941K | 0.7% | |
| Nuveen Lifecycle Index 2055 Fund R6 Mutual fund | — | — | — | $921K | 0.7% | |
| College Retirement Equities Fund Core Bond R2 Registered investment company | — | — | — | $769K | 0.6% | |
| Vanguard Infl Protect Sec Adm Mutual fund | — | — | — | $769K | 0.6% | |
| Nuveen Lifecycle Index 2015 Fund R6 Mutual fund | — | — | — | $448K | 0.3% | |
| College Retirement Equities Fund Money Market R2 Registered investment company | — | — | — | $425K | 0.3% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2030 T3 Registered investment company | — | — | — | $371K | 0.3% | |
| Delaware Small CapCore Fd Inst Mutual fund | — | — | — | $367K | 0.3% | |
| Participant Notes Receivable Interest ranging from 4.25% to 9.50% - | — | — | — | $309K | 0.2% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2035 T3 Registered investment company | — | — | — | $299K | 0.2% | |
| Nuveen Lifecycle Index 2060 Fund R6 Mutual fund | — | — | — | $284K | 0.2% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2045 T3 Registered investment company | — | — | — | $175K | 0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2025 T3 Registered investment company | — | — | — | $168K | 0.1% | |
| Nuveen Lifecycle Index 2010 Fund R6 Mutual fund | — | — | — | $167K | 0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2020 T3 Registered investment company | — | — | — | $160K | 0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2040 T3 Registered investment company | — | — | — | $157K | 0.1% | |
| College Retirement Equities Fund Inflation Linked Bond R2 Registered investment company | — | — | — | $155K | 0.1% | |
| Teachers Insurance Annuity Association Access Nuv Lg-Cap Value T3 Registered investment company | — | — | — | $148K | 0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2050 T3 Registered investment company | — | — | — | $128K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Core Equity T3 Registered investment company | — | — | — | $123K | <0.1% | |
| Nuveen Lifecycle Index 2065 Fund R6 Mutual fund | — | — | — | $94K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Mid-Cap Value T3 Registered investment company | — | — | — | $92K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv International Equity Index T3 Registered investment company | — | — | — | $83K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2015 T3 Registered investment company | — | — | — | $80K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv S&P 500 Index T3 Registered investment company | — | — | — | $77K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Large Cap Res Eq T3 Registered investment company | — | — | — | $55K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Small Cap Bl Idx T3 Registered investment company | — | — | — | $53K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Life Cycle 2010 T3 Registered investment company | — | — | — | $37K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv High-Yield T3 Registered investment company | — | — | — | $32K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Qt Small Cap Eq T3 Registered investment company | — | — | — | $29K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv International Equity T3 Registered investment company | — | — | — | $25K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Real Estate Secs T3 Registered investment company | — | — | — | $24K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Lg-Cap Value Index T3 Registered investment company | — | — | — | $20K | <0.1% | |
| Teachers Insurance Annuity Association Access WAM Core Pl Bd T3 Registered investment company | — | — | — | $7K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Mid-Cap Growth T3 Registered investment company | — | — | — | $7K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Lg-Cap Growth Index T3 Registered investment company | — | — | — | $5K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Core Bond Plus T3 Registered investment company | — | — | — | $5K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Lg-Cap Growth T3 Registered investment company | — | — | — | $2K | <0.1% | |
| Teachers Insurance Annuity Association Access Nuv Equity Index T3 Registered investment company | — | — | — | $1K | <0.1% |