Back to filter
Original filing (PDF)20231016124052NAL0037779681001
ARISTECH SURFACES, LLC
Form 5500
FILING_RECEIVED
ARISTECH SURFACES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
0
Accounts w/ balance
0
Plan assets (EOY)
$0
Net assets (EOY)
$0
How this plan invests
This plan
32 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARISTECH SURFACES, LLC.
Plan sponsor
Name
ARISTECH SURFACES, LLC
EIN
31-1570321
Address
7350 EMPIRE DRIVE · FLORENCE, KY · 410422926
Phone
(859) 283-1501
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-10-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CROWE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INSURAN | 36-6071399 | — | RECORDKEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROYAL ALLIANCE ASSOCIATES, INC. | 93-0987232 | — | INVESTMENT ADVISORY-PLAN | $29K | — |
Investments
32 pooled funds· $0
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| AMERICAN CENTURY MID CAP VAL RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 276 | Pooled Separate Account | $0 | — |
| PRUDENTIAL JENNISON NTRL RSRCS RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 268 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2020 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 686 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2025 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 687 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2030 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 688 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2035 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 689 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2040 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 690 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2045 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 691 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2015 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 685 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2055 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 693 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2060 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 817 | Pooled Separate Account | $0 | — |
| AMERICAN FDS EUROPACIFIC GR RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 076 | Pooled Separate Account | $0 | — |
| AMERICAN FUNDS BALANCED RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 228 | Pooled Separate Account | $0 | — |
| BLACKROCK HEALTH SCIENCES OPS RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 365 | Pooled Separate Account | $0 | — |
| BLACKROCK HIGH YIELD BD PRTF RT ACC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 754 | Pooled Separate Account | $0 | — |
| COLUMBIA DIVIDEND INC RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 632 | Pooled Separate Account | $0 | — |
| DFA INTL SMALL CO PRTF RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 721 | Pooled Separate Account | $0 | — |
| FEDERATED TOTAL RTURN BD RT ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 763 | Pooled Separate Account | $0 | — |
| FRANKLIN SMALL CAP VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 086 | Pooled Separate Account | $0 | — |
| GOLDMAN SACHS MID-CAP OPP RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 446 | Pooled Separate Account | $0 | — |
| GOLDMAN SACHS TECH OPP RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 265 | Pooled Separate Account | $0 | — |
| HARTFORD SCHRODERS EMERG MKT EQ RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 543 | Pooled Separate Account | $0 | — |
| INVESCO SMALL CAP GROWTH INV ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 114 | Pooled Separate Account | $0 | — |
| JPMORGAN LARGE CAP GROWTH RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 580 | Pooled Separate Account | $0 | — |
| MFS INTERNATIONAL VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 518 | Pooled Separate Account | $0 | — |
| TA VANGUARD TTL STOCK MKT IDX RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 166 | Pooled Separate Account | $0 | — |
| PRUDENTIAL JENNISON UTILITY RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 269 | Pooled Separate Account | $0 | — |
| STATE STREET S&P MD CP IDX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 438 | Pooled Separate Account | $0 | — |
| T. ROWE PRICE GL MULTI-SECTOR BD RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 743 | Pooled Separate Account | $0 | — |
| TA VANGUARD REIT INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 130 | Pooled Separate Account | $0 | — |
| TA VANGUARD SMALL-CAP IDX RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 132 | Pooled Separate Account | $0 | — |
| AMERICAN FDS 2050 TRGT DT RTMNT RT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 692 | Pooled Separate Account | $0 | — |
Related plans
Other plans using ROYAL ALLIANCE ASSOCIATES, INC.
MEDISYS HEALTH NETWORK, INC.
MEDISYS HEALTH NETWORK, INC. 403(B) PLAN
$386.7M · 6,347 participants
ROCHE BROS. MIDCO, LLC F/K/A ROCHE BROS. SUPERMARKETS, CO.
ROCHE BROS. 401(K) AND PROFIT SHARING PLAN
$206.9M · 2,604 participants
NATIONAL RESILIENCE, INC.
NATIONAL RESILIENCE, INC. 401(K) PLAN
$118.6M · 1,445 participants
THE SIEMON COMPANY
THE SIEMON COMPANY 401(K) PROFIT SHARING PLAN
$82.3M · 255 participants
FINDLAY MANAGEMENT GROUP
FINDLAY MANAGEMENT GROUP 401(K) PROFIT SHARING PLAN AND TRUST
$77.4M · 2,516 participants
LIFE CYCLE ENGINEERING, INC.
LCE EMPLOYEE SAVINGS PLAN
$68.9M · 525 participants
Similar-size Manufacturing plans
FORUM WORKS, LLC
FORUM WORKS, LLC 401(K) SAVINGS PLAN
$0
CELANESE POLYMER PRODUCTS, LLC
RETIREMENT SAVINGS PLAN
$0
GABRIEL COSMETICS, INC.
GABRIEL COSMETICS, INC. 401(K)/PROFIT SHARING PLAN
$0
RALPH W. ATWOOD AND SONS, INC.
ATWOOD COMPANIES 401(K) PLAN
$0
BURTREE, INC.
BURTREE, INC. PROFIT SHARING PLAN
$0
PROTOTYPE PRODUCTIONS, INC.
PROTOTYPE PRODUCTIONS INC. 401(K) PLAN
$0
Large plans in Kentucky
COMMONSPIRIT HEALTH
COMMONSPIRIT HEALTH 401(K) RETIREMENT SAVINGS PLAN
$8.8B · 91,977 participants
HUMANA INC.
HUMANA RETIREMENT SAVINGS PLAN
$7.7B · 42,968 participants
COMMONSPIRIT HEALTH
COMMONSPIRIT HEALTH ERISA 403(B) PLAN
$2.9B · 28,491 participants
UNITED PARCEL SERVICE COMPANY
UPS/IPA DEFINED CONTRIBUTION MONEY PURCHASE PENSION PLAN
$2.5B · 1,993 participants
HOUCHENS INDUSTRIES, INC.
HOUCHENS INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$2.3B · 7,785 participants
NORTON HEALTHCARE, INC.
NORTON HEALTHCARE 403(B) RETIREMENT SAVINGS PLAN
$2.3B · 22,952 participants