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Original filing (PDF)20251010091024NAL0012198352001
SHEET METAL WORKERS LOCAL 33
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS' LOCAL 33 PROFIT SHARING ANNUITY PLAN
Defined-contribution retirement plan
Signals · 2
No recordkeeper disclosed8 service providers
Active participants
3,973
Accounts w/ balance
3,973
Plan assets (EOY)
$176.5M
Net assets (EOY)
$176.5M
How this plan invests
This plan
21 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — 275% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEET METAL WORKERS LOCAL 33.
Plan sponsor
Name
SHEET METAL WORKERS LOCAL 33
EIN
31-1524549
Address
12515 CORPORATE DRIVE · PARMA, OH · 44130
Phone
(216) 267-3344
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLARK, SCHAEFER, HACKETT & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SMW LOCAL 33 | 31-1524549 | — | PLAN ADMINISTRATOR | $23K | — |
Other
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CA | NONE | $279K | — |
| SHEET METAL WORKERS' LOCAL 33 | — | PARMA, OH | PLAN SPONSOR | $112K | — |
| MASSACHUSETTS MUTUAL LIFE INSURANCE | 04-1590850 | — | NONE | $96K | — |
| MORGAN STANLEY GLOBAL BANKING | — | NEW YORK, NY | NONE | $61K | — |
| BENESYS, INC. | 38-2383171 | — | NONE | $46K | — |
| ALLOTTA FARLEY CO., L.P.A. | 34-1316963 | — | NONE | $28K | — |
| CLARK, SCHAEFER, HACKETT & CO. | 31-0800053 | — | NONE | $16K | — |
Investments
5 direct securities · 21 pooled funds· $172.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$144.6M
10 holdings
Uncategorized
$17.4M
5 holdings
Pooled Separate Account
$10.9M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN CENTURY ONE CHOICE 2035 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $27.4M | 15.5% | |
| AMERICAN CENTURY ONE CHOICE 2040 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $24.1M | 13.7% | |
| AMERICAN CENTURY ONE CHOICE 2030 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $21.4M | 12.1% | |
| AMERICAN CENTURY ONE CHOICE 2045 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $20.6M | 11.7% | |
| AMERICAN CENTURY ONE CHOICE 2025 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $15.8M | 9.0% | |
| AMERICAN CENTURY ONE CHOICE 2050 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $10.9M | 6.2% | |
| Guaranteed Interest Account Insurance Company General Account | — | — | — | $9.9M | 5.6% | |
| AMERICAN CENTURY ONE CHOICE 2055 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $8.7M | 4.9% | |
| AMERICAN CENTURY ONE CHOICE 2060 V AMERICAN CENTURY INVESTMENTS · EIN 30-6405015 / PN 001 | Common Collective Trust | — | — | $6.5M | 3.7% | |
| AMERICAN CENTURY ONE CHOICE IN RT V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $5.5M | 3.1% | |
| MM S&P 500(R) INDEX R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $5.4M | 3.1% | |
| MFS Growth Fund Mutual fund | — | — | — | $4.4M | 2.5% | |
| AMERICAN CENTURY ONE CHOICE 2065 V AMERICAN CENTURY INVESTMENTS · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $3.6M | 2.1% | |
| JP Morgan Equity Income Fund Mutual fund | — | — | — | $1.7M | 1.0% | |
| NORTHERN MID CAP INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $948K | 0.5% | |
| AMERICAN FUNDS EUROPACIFIC GRWTH R3 AMERICAN FUNDS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $864K | 0.5% | |
| NORTHERN SMALL CAP INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $771K | 0.4% | |
| MASSMUTUAL MID CAP GROWTH A MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $749K | 0.4% | |
| AMERICAN CENTURY MID VAP VALUE INV AMERICAN CENTURY INVESTMENTS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $702K | 0.4% | |
| Nationwide Geneva Small Cap Growth Fund Mutual fund | — | — | — | $690K | 0.4% | |
| Western Asset Core Plus Bond Fund Mutual fund | — | — | — | $686K | 0.4% | |
| AMERICAN FUNDS AMERICAN BALANCED R4 AMERICAN FUNDS · EIN 04-1590580 / PN 000 | Pooled Separate Account | — | — | $493K | 0.3% | |
| VICTORY INTEGRITY SMALL-CAP VALUE Y VICTORY CAPITAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $426K | 0.2% | |
| MASSMUTUAL HIGH YIELD SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $210K | 0.1% | |
| INVESCO DEVELOPING MARKETS Y INVESCO · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $194K | 0.1% | |
| MASSMUTUAL US GOVT MNY MKT R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $103K | <0.1% |