Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAUNDERS COOK & SEARLE ASSET MGT | — | LUTZ, FL | INVESTMENT ADVISOR | $85K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RODEFER MOSS & CO PLLC | — | KNOXVILLE, TN | AUDITOR | $15K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Key Guaranteed Portfolio Fund # | — | — | — | $8.8M | 33.7% | |
| Empower MFS MASSACHUSETTS INVESTORS GR STK R1 # | — | — | — | $2.3M | 8.9% | |
| Empower COLUMBIA SELIGMAN GLOBAL TECHNOLOGY A # | — | — | — | $2.0M | 7.6% | |
| Notes receivable -participants Bearing interest at 4.25% to 9.50% $ - | — | — | — | $1.4M |
| 5.3% |
| Empower EATON VANCE ATLANTA CAPITAL SMID-CAP A # | — | — | — | $1.2M | 4.6% |
| Empower AMERICAN FUNDS FUNDAMENTAL INVS R3 # | — | — | — | $1.2M | 4.6% |
| Empower BLACKROCK HEALTH SCIENCES OPPS INV A # | — | — | — | $990K | 3.8% |
| Empower ALLSPRING UTILITY AND TELECOMMUNICATIN A # | — | — | — | $753K | 2.9% |
| Empower JANUS HENDERSON TRITON T # | — | — | — | $619K | 2.4% |
| Empower INVESCO ENERGY FUND - A # | — | — | — | $538K | 2.1% |
| Empower INVESCO REAL ESTATE A # | — | — | — | $373K | 1.4% |
| Empower TCW METWEST TOTAL RETURN BOND M # | — | — | — | $370K | 1.4% |
| Empower AB RELATIVE VALUE ADVISOR # | — | — | — | $335K | 1.3% |
| Empower VIRTUS SGA INTERNATIONAL GROWTH A # | — | — | — | $310K | 1.2% |
| Empower FIRST EAGLE RISING DIVIDEND A # | — | — | — | $293K | 1.1% |
| Empower T. ROWE PRICE NEW ERA # | — | — | — | $275K | 1.1% |
| Empower AMERICAN FUNDS CAPITAL WORLD G/I R6 # | — | — | — | $261K | 1.0% |
| Empower PIMCO GNMA & GOVERNMENT SECURITIES A # | — | — | — | $253K | 1.0% |
| Empower FIDELITY ADVISOR STRATEGIC INCOME A # | — | — | — | $246K | 0.9% |
| Empower VANGUARD INFLATION-PROTECTED SECS ADM # | — | — | — | $231K | 0.9% |
| Empower AMERICAN CENTURY MID CAP VALUE A # | — | — | — | $209K | 0.8% |
| Empower JPMORGAN HIGH YIELD SELECT # | — | — | — | $183K | 0.7% |
| Empower BNY MELLON SMALLCAP STOCK INDEX INV # | — | — | — | $182K | 0.7% |
| Empower CALVERT CORE BOND A # | — | — | — | $141K | 0.5% |
| Empower INVESCO GOLD & SPECIAL MINERALS A # | — | — | — | $129K | 0.5% |
| Empower INVESCO DEVELOPING MARKETS Y # | — | — | — | $116K | 0.4% |
| Empower BLACKROCK STRATEGIC INCOME OPPS INV A # | — | — | — | $69K | 0.3% |
| Empower BNY MELLON INTERNATIONAL CORE EQUITY I # | — | — | — | $62K | 0.2% |
| Empower FIDELITY EXTENDED MARKET INDEX # | — | — | — | $60K | 0.2% |
| Empower EATON VANCE GOVERNMENT OPPORTUNITIES A # | — | — | — | $49K | 0.2% |
| Empower SMALL CAP VALUE INV # | — | — | — | $39K | 0.1% |
| Empower PUTNAM GLOBAL INCOME TRUST R6 # | — | — | — | $32K | 0.1% |
