Original filing (PDF)20250513074720NAL0013193011009

TRI-STATE FINANCIAL GROUP

Name: TRI-STATE FINANCIAL GROUP — TRISTATE FINANCIAL GROUP 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: TRI-STATE FINANCIAL GROUP

Form 5500-SF

FILING_RECEIVED

TRISTATE FINANCIAL GROUP 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$497K

Net assets (EOY)

$497K

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (95th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TRI-STATE FINANCIAL GROUP.

Plan sponsor

Name

TRI-STATE FINANCIAL GROUP

EIN

31-1451072all filings

Address

8044 MONTGOMERY ROAD · SUITE 530 · CINCINNATI, OH · 45236

Phone

(513) 985-0320

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-05-13

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

PENCE FINANCIAL GROUP

PENCE FINANCIAL GROUP 401(K) PLAN

$497K · 35 participants

THE CARPIN GROUP

THE CARPIN GROUP 401(K) PLAN

$497K · 4 participants

MATTHEW GOFF INVESTMENT ADVISOR, LLC

THE GOFF FINANCIAL GROUP 401(K) PLAN

$497K · 6 participants

ARCADIA MANAGEMENT, LLC

ARCADIA MANAGEMENT, LLC 401(K) PLAN

$497K · 5 participants

EVERGREEN WEALTH MANAGEMENT, LLC

EVERGREEN WEALTH 401(K) PLAN

$497K · 5 participants

Researching more plans? Run a Form 5500 search by company name, EIN, or plan name.