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Original filing (PDF)20251002180525NAL0000486115001
ADVANCED ENGINEERING SOLUTIONS, INC
Form 5500
FILING_RECEIVED
ADVANCED ENGINEERING SOLUTIONS, INC. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
120
Accounts w/ balance
114
Plan assets (EOY)
$10.3M
Net assets (EOY)
$10.3M
How this plan invests
This plan
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Total International Term Bond Index Fund Registered investment company (y)" is 28% of plan.
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVANCED ENGINEERING SOLUTIONS, INC.
Plan sponsor
Name
ADVANCED ENGINEERING SOLUTIONS, INC
EIN
31-1440708
Address
240 ADVANCED DR. · SPRINGBORO, OH · 45066
Phone
(937) 743-6900
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FLAGEL HUBER FLAGEL
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST FINANCIAL BANK | 31-0308605 | — | NONE | $22K | — |
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $20K | — |
Investments
12 direct securities· $10.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total International Term Bond Index Fund Registered investment company (y) | — | — | — | $2.8M | 27.6% | |
| Vanguard 500 Index Fund Registered investment company (y) | — | — | — | $1.5M | 14.7% | |
| Standard Stable Asset Fund Common/collective trust (y) | — | — | — | $1.5M | 14.1% | |
| Vanguard Total International Stock Index Fund Registered investment company (y) | — | — | — | $1.3M | 12.5% | |
| MFS Growth Fund Registered investment company (y) | — | — | — | $863K | 8.4% | |
| JPMorgan Equity Income Fund Registered investment company (y) | — | — | — | $736K | 7.1% | |
| Vanguard Balanced Index Fund Registered investment company (y) | — | — | — | $524K | 5.1% | |
| Vanguard Small Cap Index Fund Registered investment company (y) | — | — | — | $412K | 4.0% | |
| Allspring Special Midcap Value Fund Registered investment company (y) | — | — | — | $271K | 2.6% | |
| Carillon Eagle MC Growth I Fund Registered investment company (y) | — | — | — | $208K | 2.0% | |
| Maturing through December 2029 0 | — | — | — | $171K | 1.7% | |
| Principal Small Cap Growth I Fund Registered investment company (y) | — | — | — | $17K | 0.2% |