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Original filing (PDF)20251010140319NAL0004685251001
UC HEALTH, LLC
Form 5500
FILING_RECEIVED
UC HEALTH 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
10,734
Accounts w/ balance
14,082
Plan assets (EOY)
$758.4M
Net assets (EOY)
$758.4M
How this plan invests
This plan
20 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UC HEALTH, LLC.
Plan sponsor
Name
UC HEALTH, LLC
EIN
31-1435820
Address
3200 BURNET AVENUE · CINCINNATI, OH · 45229
Phone
(513) 585-6947
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
007
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $425K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC | 13-2638166 | — | NONE | $57K | — |
Investments
12 direct securities · 20 pooled funds· $755.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$608.5M
20 holdings
Uncategorized
$146.6M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DAY ONE 2030 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | $2.2M | $85.4M | 11.3% | |
| DAY ONE 2050 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | $1.6M | $80.9M | 10.7% | |
| DAY ONE 2040 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | $1.6M | $73.2M | 9.6% | |
| DAY ONE 2055 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | $1.4M | $71.2M | 9.4% | |
| DAY ONE 2045 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | $1.3M | $63.1M | 8.3% | |
| DAY ONE 2035 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | $1.3M | $57.2M | 7.5% | |
| Fidelity 500 Index Fund 269,998 shares | — | — | $270K | $55.1M | 7.3% | |
| DAY ONE 2025 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | $1.3M | $42.4M | 5.6% | |
| DAY ONE 2060 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | $1.5M | $41.8M | 5.5% | |
| LARGE CAP GROWTH / JENNISON FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 408 | Pooled Separate Account | — | $246K | $28.0M | 3.7% | |
| DAY ONE 2020 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | $788K | $23.3M | 3.1% | |
| Guaranteed Income Fund 755,223 shares | — | — | $755K | $21.1M | 2.8% | |
| American Funds New Perspective R6 Fund 220,721 shares | — | — | $221K | $13.7M | 1.8% | |
| DAY ONE 2065 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | $842K | $13.0M | 1.7% | |
| Notes receivable from participants Participant loans, maturing through December 2029 at interest rates of 4.25% to 9.50% | — | — | — | $12.3M | 1.6% | |
| Fidelity Mid Cap Index Fund 361,356 shares | — | — | $361K | $12.2M | 1.6% | |
| Fidelity Small Cap Index Fund 391,506 shares | — | — | $392K | $10.8M | 1.4% | |
| JPMorgan Core Plus Bond Fund Class R6 Fund 996,054 shares | — | — | $996K | $7.1M | 0.9% | |
| ROBECO BP LARGE CAP VAL EQTY (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 786 | Pooled Separate Account | — | $173K | $7.0M | 0.9% | |
| MID CAP VALUE / ROBECO BOSTON PARTN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 440 | Pooled Separate Account | — | $98K | $5.6M | 0.7% | |
| MID CAP GROWTH / ARTISAN PARTNERS F EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 185 | Pooled Separate Account | — | $71K | $5.5M | 0.7% | |
| Principal SmallCap Growth I R6 Fund 318,484 shares | — | — | $318K | $4.7M | 0.6% | |
| MFS International Equity R6 133,107 shares | — | — | $133K | $4.5M | 0.6% | |
| SMALL CAP VALUE I (MGD BY BNYM NEWT EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 410 | Pooled Separate Account | — | $93K | $3.0M | 0.4% | |
| DAY ONE INCOME FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 698 | Pooled Separate Account | — | $124K | $2.9M | 0.4% | |
| DAY ONE 2015 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 678 | Pooled Separate Account | — | $96K | $2.5M | 0.3% | |
| Fidelity International Index Fund 48,681 shares | — | — | $49K | $2.3M | 0.3% | |
| HIGH YIELD BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 300 | Pooled Separate Account | — | $43K | $2.2M | 0.3% | |
| Fidelity Inflation-Protected Bond Index Fund 189,134 shares | — | — | $189K | $1.7M | 0.2% | |
| JPMorgan Emerging Markets Equity Fund Class R6 Fund 31,915 shares | — | — | $32K | $966K | 0.1% | |
| INTERNATIONAL BOND PLUS / PIMCO FUN EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 790 | Pooled Separate Account | — | $9K | $125K | <0.1% | |
| INTNL BLEND (SUB-ADV BY WELLINGTON EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 349 | Pooled Separate Account | — | — | $0 | <0.1% |