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Original filing (PDF)20251107141156NAL0000976448001
WEASTEC, INC.
Form 5500
FILING_RECEIVED
WEASTEC, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
152
Accounts w/ balance
202
Plan assets (EOY)
$19.0M
Net assets (EOY)
$19.0M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WEASTEC, INC..
Plan sponsor
Name
WEASTEC, INC.
EIN
31-1176515
Address
1600 NORTH HIGH STREET · HILLSBORO, OH · 45133
Phone
(937) 840-1212
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2025-11-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
PLANTE MORAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HORAN SECURITIES INC | 31-1448612 | — | ADVISOR | $53K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities· $19.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity Advisor Freedom 2030 K6 | — | — | — | $3.4M | 17.7% | |
| Fidelity Investments Fidelity Advisor Freedom 2040 K6 | — | — | — | $2.1M | 11.3% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $1.7M | 9.1% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $1.7M | 9.0% | |
| Fidelity Investments Fidelity Advisor Freedom 2035 K6 | — | — | — | $1.5M | 7.9% | |
| Fidelity Investments Fidelity Advisor Freedom 2050 K6 | — | — | — | $1.1M | 6.0% | |
| Fidelity Investments Fidelity Advisor Freedom 2060 K6 | — | — | — | $822K | 4.3% | |
| Fidelity Investments Fidelity Advisor Freedom 2045 K6 | — | — | — | $761K | 4.0% | |
| Fidelity Investments Fidelity Advisor Freedom 2055 K6 | — | — | — | $739K | 3.9% | |
| Wells Fargo Wells Fargo Advantage Special Mid Cap | — | — | — | $546K | 2.9% | |
| JPMorgan Equity Income Fund | — | — | — | $509K | 2.7% | |
| Victory Capital VRS International Fund Y | — | — | — | $421K | 2.2% | |
| Janus Enterprise | — | — | — | $413K | 2.2% | |
| Fidelity Investments Fidelity Advisor Small Growth | — | — | — | $374K | 2.0% | |
| Fidelity Investments Fidelity Advisor Small | — | — | — | $323K | 1.7% | |
| Fidelity Investments Fidelity Mid Cap Index Fund | — | — | — | $291K | 1.5% | |
| JPMorgan US Small Company Fund | — | — | — | $281K | 1.5% | |
| BlackRock Emerging Markets Fund, Inc. K Shares | — | — | — | $249K | 1.3% | |
| Fidelity Investments Fidelity Advisor Freedom 2020 K6 | — | — | — | $245K | 1.3% | |
| Fidelity Investments Fidelity Advisor Freedom 2065 K6 | — | — | — | $221K | 1.2% | |
| JPMorgan Core Bond Fund Class R6 | — | — | — | $221K | 1.2% | |
| Fidelity Investments Fidelity Advisor Freedom 2025 K6 | — | — | — | $217K | 1.1% | |
| Hartford High Yield | — | — | — | $198K | 1.0% | |
| Fidelity Investments Money market fund - Fidelity Govt MMKT DM | — | — | — | $192K | 1.0% | |
| Participants Participant notes receivable with interest rates ranging from 4.25 to 10.00 percent - | — | — | — | $192K | 1.0% | |
| Fidelity Investments Fidelity Small Cap Index Fund | — | — | — | $167K | 0.9% | |
| Fidelity Investments Fidelity International Index Fund | — | — | — | $29K | 0.2% | |
| Fidelity Investments Fidelity Freedom Income K6 | — | — | — | $7K | <0.1% |
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