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Original filing (PDF)20250918144920NAL0001533969001
HAUSER, INC. DBA HAUSER
Form 5500
FILING_RECEIVED
HAUSER 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
33% in single holding
Active participants
94
Accounts w/ balance
119
Plan assets (EOY)
$10.3M
Net assets (EOY)
$10.3M
How this plan invests
This plan
19 pooled trusts
Schedule D
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: BLACKROCK EQUITY INDEX FUND (extraction pending)]" is 33% of plan.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAUSER, INC. DBA HAUSER.
Plan sponsor
Name
HAUSER, INC. DBA HAUSER
EIN
31-0800707
Address
5905 E. GALBRAITH ROAD · SUITE 9000 · CINCINNATI, OH · 45236
Phone
(513) 936-7363
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BARNES DENNIG & CO, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SVCS | 01-0233346 | — | RETAINED BY PLAN SPONSOR | $17K | — |
Investments
19 pooled funds· $4.5M(44% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK EQUITY INDEX FUND GREAT GRAY TRUST COMPANY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $1.5M | 14.5% | |
| MASSMUTUAL POOLED STABLE TRUST GREAT GRAY TRUST COMPANY · EIN 38-7271376 / PN 757 | Common Collective Trust | — | — | $1.1M | 10.6% | |
| FLEXPATH INDEX+ MODERATE RETIREMENT GREAT GRAY TRUST COMPANY · EIN 47-2851418 / PN 226 | Common Collective Trust | — | — | $877K | 8.5% | |
| FLEXPATH INDEX+ MODERATE 2035 GREAT GRAY TRUST COMPANY · EIN 47-3002484 / PN 232 | Common Collective Trust | — | — | $226K | 2.2% | |
| FLEXPATH INDEX+ MODERATE 2055 GREAT GRAY TRUST COMPANY · EIN 47-3188067 / PN 238 | Common Collective Trust | — | — | $179K | 1.7% | |
| SMALL CAP GROWTH FUND II GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $159K | 1.5% | |
| FLEXPATH INDEX+ MODERATE 2045 GREAT GRAY TRUST COMPANY · EIN 47-3071639 / PN 235 | Common Collective Trust | — | — | $154K | 1.5% | |
| BLACKROCK EAFE EQUITY INDEX FUND GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | $87K | $94K | 0.9% | |
| FLEXPATH INDEX+ AGGRESSIVE 2045 GREAT GRAY TRUST COMPANY · EIN 47-3026996 / PN 234 | Common Collective Trust | — | — | $70K | 0.7% | |
| FLEXPATH INDEX+ CONSERVATIVE 2035 GREAT GRAY TRUST COMPANY · EIN 47-3018134 / PN 233 | Common Collective Trust | — | — | $57K | 0.6% | |
| EMERGING MARKETS FUND II GREAT GRAY TRUST COMPANY · EIN 38-7304135 / PN 001 | Common Collective Trust | — | — | $48K | 0.5% | |
| FLEXPATH INDEX+ AGGRESSIVE 2055 GREAT GRAY TRUST COMPANY · EIN 47-3170652 / PN 237 | Common Collective Trust | — | — | $30K | 0.3% | |
| INTERNATIONAL STOCK FUND GREAT GRAY TRUST COMPANY · EIN 82-2436292 / PN 342 | Common Collective Trust | — | — | $27K | 0.3% | |
| SMALL CAP VALUE FUND II GREAT GRAY TRUST COMPANY · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $8K | <0.1% | |
| INTERNATIONAL GROWTH FUND II GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $1K | <0.1% | |
| FLEXPATH INDEX+ CONSERVATIVE RET GREAT GRAY TRUST COMPANY · EIN 47-2916729 / PN 227 | Common Collective Trust | — | — | $435 | <0.1% | |
| FLEXPATH INDEX+ CONSERVATIVE 2055 GREAT GRAY TRUST COMPANY · EIN 47-3216409 / PN 239 | Common Collective Trust | — | — | $407 | <0.1% | |
| FLEXPATH INDEX+ CONSERVATIVE 2025 GREAT GRAY TRUST COMPANY · EIN 47-2961375 / PN 230 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH INDEX+ MODERATE 2025 GREAT GRAY TRUST COMPANY · EIN 47-2950747 / PN 229 | Common Collective Trust | — | — | $0 | <0.1% |
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