Jim Herbeck signed Charles Penzone, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Charles Penzone, Inc.'s EIN is 31-0749362.
Download the official 2024 Form 5500 (PDF) for Charles Penzone, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Charles Penzone, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $33K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EVERHART FINANCIAL GROUP, INC | 31-1440043 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| FIDELITY FREEDOM BLEND 2040 K6 | Registered Investment Companies | — | — | $2.6M | 17.8% | |
| FIDELITY FREEDOM BLEND 2030 K6 | Registered Investment Companies | — | — | $2.3M | 15.7% | |
| FIDELITY FREEDOM BLEND 2035 K6 | Registered Investment Companies | — | — | $1.6M | 11.1% | |
| FIDELITY FREEDOM BLEND 2045 K6 | Registered Investment Companies | — | — | $1.3M | 9.2% | |
| FIDELITY FREEDOM BLEND 2050 K6 | Registered Investment Companies | — | — | $1.1M | 7.8% | |
| FIDELITY FREEDOM BLEND 2055 K6 | Registered Investment Companies | — | — | $982K | 6.7% | |
| VANG TOT STK MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $810K | 5.6% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $747K | 5.1% | |
| FIDELITY FREEDOM BLEND 2025 K6 | Registered Investment Companies | — | — | $426K | 2.9% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $356K | 2.4% | |
| MFS INTL INTRINSIC VALUE R6 | Registered Investment Companies | — | — | $346K | 2.4% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $194K | 1.3% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $187K | 1.3% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $182K | 1.3% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $153K | 1.0% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $148K | 1.0% | |
| DFA INTERNATIONAL SM CO INST | Registered Investment Companies | — | — | $127K | 0.9% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $110K | 0.8% | |
| VANGUARD TOTAL INTL BD IDX ADM | Registered Investment Companies | — | — | $90K | 0.6% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $83K | 0.6% | |
| PRINCIPAL RE SECURITIES I | Registered Investment Companies | — | — | $78K | 0.5% | |
| FIDELITY FREEDOM BLEND 2065 K6 | Registered Investment Companies | — | — | $66K | 0.5% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $65K | 0.4% | |
| LORD ABBETT HI YLD CORE TR R WILMINGTON TRUST CO · EIN 82-1095844 / PN 320 | Common Collective Trust | — | — | $54K | 0.4% | |
| FIDELITY FREEDOM BLEND 2020 K6 | Registered Investment Companies | — | — | $36K | 0.3% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $34K | 0.2% | |
| FIDELITY FREEDOM BLEND INC K6 | Registered Investment Companies | — | — | $33K | 0.2% | |
| FIDELITY FREEDOM BLEND 2060 K6 | Registered Investment Companies | — | — | $27K | 0.2% | |
| CORE PLUS BOND II - R1 WILMINGTON TRUST COMPANY · EIN 38-7271377 / PN 758 | Common Collective Trust | — | — | $26K | 0.2% | |
| EMERGING MKTS R1 WILMINGTON TRUST COMPANY · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| INVESTMENT/FINANCIAL ADVI |
| $34K |
| — |
