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Original filing (PDF)20251001132319NAL0005943907001
FRANKLIN UNIVERSITY
Form 5500
FILING_RECEIVED
FRANKLIN UNIVERSITY TAX DEFERRED ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
241
Accounts w/ balance
312
Plan assets (EOY)
$19.2M
Net assets (EOY)
$19.2M
How this plan invests
This plan
1 pooled trust
Schedule D
47 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FRANKLIN UNIVERSITY.
Plan sponsor
Name
FRANKLIN UNIVERSITY
EIN
31-0707369
Address
201 SOUTH GRANT AVENUE · COLUMBUS, OH · 43215
Phone
(614) 947-6540
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2F · ERISA section 404(c)
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH | 93-0987232 | — | NONE KNOWN | $17K | — |
| TIAA | 13-1624203 | — | NONE KNOWN | $17K | — |
| SAGEPOINT FINANCIAL SERVICES | 20-1741754 | — | NONE KNOWN | $5K | — |
Investments
46 direct securities · 1 pooled fund· $19.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.9M
46 holdings
Pooled Separate Account
$213K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral | — | — | — | $3.8M | 19.8% | |
| TIAA-CREF** Group annuity contract - TIAA Traditional Annuity | — | — | — | $3.0M | 15.7% | |
| Vanguard Total Intl. Stock Index Admiral Fund | — | — | — | $1.9M | 10.0% | |
| Delaware Diversified Income Inst. | — | — | — | $1.1M | 5.9% | |
| Vanguard Equity Income Admiral | — | — | — | $1.0M | 5.4% | |
| Eaton Vance Eaton Vance Atlanta Cap SMID I | — | — | — | $951K | 5.0% | |
| Alger Capital Appreciation Portfolio I2 | — | — | — | $935K | 4.9% | |
| Vanguard Small-Cap Index Admiral | — | — | — | $716K | 3.7% | |
| CREF Growth Account | — | — | — | $571K | 3.0% | |
| Oppenheimer Invesco Developing Markets Y | — | — | — | $461K | 2.4% | |
| TIAA-CREF** CREF Stock Account | — | — | — | $444K | 2.3% | |
| Vanguard Mid-Cap Index Admiral | — | — | — | $434K | 2.3% | |
| Vanguard Target Retirement 2065 * 44 Vanguard Wellington Admiral | — | — | — | $340K | 1.8% | |
| CREF Money Market Account | — | — | — | $311K | 1.6% | |
| Vanguard Target Retirement 2040 | — | — | — | $290K | 1.5% | |
| CREF Global Equities Account | — | — | — | $238K | 1.2% | |
| CREF Equity Index Account | — | — | — | $237K | 1.2% | |
| Delaware Funds Delaware Extend Duration Bond Inst. | — | — | — | $216K | 1.1% | |
| TIAA REAL ESTATE ACCOUNT TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $213K | 1.1% | |
| Nuveen Lifecycle 2040 Retirement | — | — | — | $201K | 1.0% | |
| BlackRock High Yield Bond Inst. | — | — | — | $194K | 1.0% | |
| Vanguard REIT Index Admiral | — | — | — | $165K | 0.9% | |
| BlackRock Equity Dividend Inst. Fund | — | — | — | $158K | 0.8% | |
| Lord Abbett Lord Abbett Short Duratn IC R6 | — | — | — | $125K | 0.7% | |
| CREF Social Choice Account | — | — | — | $101K | 0.5% | |
| CREF Bond Market Account | — | — | — | $91K | 0.5% | |
| Vanguard Target Retirement 2055 * 44 John Hancock John Hancock Discip V Md CP R6 | — | — | — | $82K | 0.4% | |
| Vanguard Target Retirement 2020 * 198 Vanguard Target Retirement 2030 | — | — | — | $71K | 0.4% | |
| Janus Triton I | — | — | — | $69K | 0.4% | |
| CREF Inflation-Linked Bond Account | — | — | — | $69K | 0.4% | |
| Vanguard Infl Protect Sec Adm NM | — | — | — | $60K | 0.3% | |
| PGIM Global Total Return Z AN | — | — | — | $59K | 0.3% | |
| TIAA-CREF** Nuveen Lifecycle 2030 Retirement | — | — | — | $51K | 0.3% | |
| percent - | — | — | — | $50K | 0.3% | |
| TIAA-CREF Mid-Cap Value-Retirement | — | — | — | $48K | 0.2% | |
| Vanguard Target Retirement 2060 * 44 Vanguard Target Retirement 2070 * 88 American Century Glob Sm Cap I | — | — | — | $43K | 0.2% | |
| TIAA-CREF Large-Cap Value-Retirement | — | — | — | $41K | 0.2% | |
| TIAA-CREF Mid-Cap Growth-Retirement | — | — | — | $39K | 0.2% | |
| Manning & Napier Manning & Napier Rainier International Discovery | — | — | — | $36K | 0.2% | |
| Calvert Balanced Portfolio I | — | — | — | $35K | 0.2% | |
| TIAA-CREF Small-Cap Equity-Retirement | — | — | — | $30K | 0.2% | |
| Nuveen Lifecycle 2035 Retirement | — | — | — | $23K | 0.1% | |
| TIAA-CREF International Equity-Retirement | — | — | — | $13K | <0.1% | |
| Vanguard Target Retirement 2045 INV MU | — | — | — | $12K | <0.1% | |
| Vanguard Target Retirement 2060 * 44 Vanguard Target Retirement 2035 INV MS | — | — | — | $12K | <0.1% | |
| Plan Loan Default Fund | — | — | — | $8K | <0.1% | |
| Goldman Sachs Goldman Sachs Small Cap Value Inst. | — | — | — | $6K | <0.1% |
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