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Original filing (PDF)20251014082424NAL0002398497001
UNIVERSITY OTOLARYNGOLOGISTS, INC.
Form 5500
FILING_RECEIVED
UNIVERSITY OTOLARYNGOLOGISTS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed9 service providers
Active participants
187
Accounts w/ balance
330
Plan assets (EOY)
$65.4M
Net assets (EOY)
$65.4M
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 141% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OTOLARYNGOLOGISTS, INC..
Plan sponsor
Name
UNIVERSITY OTOLARYNGOLOGISTS, INC.
EIN
31-0682633
Address
1810 MACKENZIE DRIVE · COLUMBUS, OH · 43220
Phone
(614) 273-2244
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GBQ PARTNERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE BENEFITS CONSULTING | 31-1252745 | CARMEL, IN | TPA | $6K | — |
Other
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANZ | 41-1366075 | MINNEAPOLIS, MN | INVEST MGR | $61K | — |
| NATIONWIDE | 31-4156830 | COLUMBUS, OH | INVEST. MGR | $51K | — |
| EQUITABLE ADVISORS LLC | 95-2834236 | CHARLOTTE, NC | INVEST MGR | $42K | — |
| RAYMOND JAMES FINANCIAL SERVICES | 59-1531281 | ST. PETERSBURG, FL | INVEST MGR | $31K | — |
| CHARLES SCHWAB | 94-1737782 | EL PASO, TX | INVEST. MGR | $29K | — |
| PRUDENTIAL SECURITIES | 22-1211670 | PHILADELPHIA, PA | INVEST MGR | $12K | — |
| MORGAN STANLEY | 20-8764829 | NEW YORK, NY | INVEST MGR | $10K | — |
| JACKSON NATIONAL LIFE INSURANCE COM | 38-1659835 | LANSING, MI | INVEST MGR | $9K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.