Back to filter
Original filing (PDF)20251015215500NAL0011347058001
GRAETER'S MANUFACTURING CO.
Form 5500
FILING_RECEIVED
GRAETER'S MANUFACTURING CO. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
613
Accounts w/ balance
345
Plan assets (EOY)
$11.7M
Net assets (EOY)
$11.7M
How this plan invests
This plan
27 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 56% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRAETER'S MANUFACTURING CO..
Plan sponsor
Name
GRAETER'S MANUFACTURING CO.
EIN
31-0586812
Address
1175 REGINA GRAETER WAY · CINCINNATI, OH · 45216
Phone
(513) 679-2382
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLARK SCHAEFFER HACKETT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE COMPANY | 36-6071399 | — | RECORDKEEPER | $8K | — |
| MCGREGOR & ASSOCIATES | 61-1211399 | — | RECORDKEEPER | $3K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL, INC | 36-3194849 | — | INVESTMENT ADVISORY -PLAN | $2K | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $21K | — |
| MCGREGOR & ASSOCIATES, INC | 61-1211399 | — | CONTRACT ADMINISTRATOR | $2K | — |
Investments
12 direct securities · 27 pooled funds· $11.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$9.9M
27 holdings
Uncategorized
$1.9M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $2.5M | 21.0% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.3M | 11.1% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $1.1M | 9.0% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $990K | 8.4% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $920K | 7.8% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $915K | 7.8% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $759K | 6.5% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $505K | 4.3% | |
| Fidelity 500 Index Fund Registered Investment Companies | — | — | — | $451K | 3.8% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $390K | 3.3% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $334K | 2.8% | |
| Notes receivable from participants Interest from 5.25% to 10.50% and maturity $ - | — | — | — | $287K | 2.4% | |
| Fidelity Mid Cap Index Fund Registered Investment Companies | — | — | — | $250K | 2.1% | |
| Fidelity Small Cap Index Fund Registered Investment Companies | — | — | — | $235K | 2.0% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $214K | 1.8% | |
| Lord Abbett Growth Leaders Fund Registered Investment Companies | — | — | — | $212K | 1.8% | |
| PGIM Jennison Global Opportunities Registered Investment Companies | — | — | — | $155K | 1.3% | |
| MFS Value Fund Registered Investment Companies | — | — | — | $84K | 0.7% | |
| AB Discovery Growth Fund Inc Registered Investment Companies | — | — | — | $44K | 0.4% | |
| New World Fund Inc Registered Investment Companies | — | — | — | $41K | 0.3% | |
| Fidelity Total International Index Fund Registered Investment Companies | — | — | — | $40K | 0.3% | |
| BNY Mellon International Stock Fund Registered Investment Companies | — | — | — | $39K | 0.3% | |
| Principal LifeTime Hybrid Income Common/Collective Trust Fund | — | — | — | $34K | 0.3% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $34K | 0.3% | |
| PRIN LIFETIME HYBR 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $20K | 0.2% | |
| AMERICAN CENTURY FOCUSED GLOBAL GRO TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 566 | Common Collective Trust | — | — | $0 | <0.1% | |
| LORD ABBETT HIGH YIELD RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 660 | Common Collective Trust | — | — | $0 | <0.1% | |
| MFS INTERNATIONAL DIVERSIFICATION R TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 662 | Common Collective Trust | — | — | $0 | <0.1% | |
| INVESCO INTERNATIONAL GROWTH RET AC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 168 | Common Collective Trust | — | — | $0 | <0.1% | |
| GOLDMAN SACHS SMALL CAP GROWTH INSI TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 768 | Common Collective Trust | — | — | $0 | <0.1% | |
| TA VANGUARD SMALL-CAP INDEX RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 132 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY HERITAGE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 623 | Common Collective Trust | — | — | $0 | <0.1% | |
| LORD ABBETT VALUE OPPORTUNITIES RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 536 | Common Collective Trust | — | — | $0 | <0.1% | |
| STATE STREET S&P MID CAP INDEX RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 438 | Common Collective Trust | — | — | $0 | <0.1% | |
| ALGER CAPITAL APPRECIATION RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 138 | Common Collective Trust | — | — | $0 | <0.1% | |
| TA VANGUARD TOTAL STOCK MARKET INDE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 166 | Common Collective Trust | — | — | $0 | <0.1% | |
| NUVEEN DIVIDEND VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 593 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN CENTURY GOVERNMENT BOND RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 413 | Common Collective Trust | — | — | $0 | <0.1% | |
| FEDERATED TOTAL RETURN BOND RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 763 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Manufacturing plans
UNITED DAIRY, INC.
UNITED DAIRY, INC. 401(K) PLAN
$11.7M · 126 participants
DENALI STAFFING, LLC
DENALI STAFFING 401(K) PLAN
$11.6M · 132 participants
GALLO CATTLE COMPANY DBA JOSEPH GALLO FARMS
JOSEPH GALLO FARMS 401(K) PLAN
$11.6M · 222 participants
ROTHENBUHLER CHEESEMAKERS, INC.
ROTHENBUHLER CHEESEMAKERS, INC. 401K PROFIT SHARING PLAN
$11.6M · 52 participants
THE FIRST DISTRICT ASSOCIATION
FIRST DISTRICT ASSOCIATION 401(K) PLAN
$11.2M · 99 participants
BERNER FOOD & BEVERAGE, LLC
BERNER FOOD & BEVERAGE, LLC PROFIT SHARING 401(K) PLAN
$12.3M · 681 participants
Large plans in Ohio
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GENERAL ELECTRIC PENSION TRUST
$24.9B
THE PROCTER & GAMBLE COMPANY
PROCTER & GAMBLE PROFIT SHARING TRUST & EMPLOYEE STOCK OWNERSHIP PLAN
$22.0B · 35,178 participants
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION TRUST
$19.1B
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION PLAN
$19.0B · 8,887 participants
GENERAL ELECTRIC COMPANY
GE AEROSPACE RETIREMENT SAVINGS PLAN
$14.7B · 29,163 participants
THE KROGER CO.
THE KROGER CO. 401(K) RETIREMENT SAVINGS ACCOUNT PLAN
$11.8B · 380,891 participants