Stephanie Bisselberg signed Keating Muething & Klekamp PLL's 2023 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Keating Muething & Klekamp PLL's EIN is 31-0570030.
Download the official 2023 Form 5500 (PDF) for Keating Muething & Klekamp PLL from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Keating Muething & Klekamp PLL's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $74K | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $3K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SELF-DIRECTED BROKERAGE ACCOUNTS | Self-Directed Brokerage | — | — | $95.7M | 53.2% | |
| Vanguard Total Stock Market Index Fund 80,411 | Common Collective Trusts | — | — | $11.1M | 6.2% | |
| Vanguard 500 Index Fund 15,494 | Common Collective Trusts | — | — | $8.2M | 4.6% | |
| Vanguard Total Bond Market Index Fund 769,376 | Common Collective Trusts | — | — | $7.6M | 4.2% | |
| Baird Aggregate Bond Fund 549,118 | Other securities | — | — | $5.5M | 3.1% | |
| Vanguard Developed Markets Index Fund 311,071 | Common Collective Trusts | — | — | $5.3M | 2.9% | |
| American Funds EuroPacific Growth Fund 68,565 | Mutual Funds | — | — | $4.1M | 2.3% | |
| Federated Hermes Government Obligations Fund 3,808,519 | Other securities | — | — | $3.8M | 2.1% | |
| Vanguard Small Cap Index Fund 30,165 | Common Collective Trusts | — | — | $3.4M | 1.9% | |
| Fidelity Contrafund K 154,189 | Mutual Funds | — | — | $3.3M | 1.8% | |
| Invesco Global Fund 39,789 | Mutual Funds | — | — | $3.2M | 1.8% | |
| Vanguard Mid Cap Index Fund 9,693 | Common Collective Trusts | — | — | $3.2M | 1.8% | |
| Dodge & Cox Stock X 11,069 | Mutual Funds | — | — | $3.0M | 1.7% | |
| Vanguard Balanced Index Fund 55,701 | Common Collective Trusts | — | — | $2.8M | 1.5% | |
| Vanguard Inflation-Protected Securities Fund 99,682 | Mutual Funds | — | — | $2.4M | 1.3% | |
| T. Rowe Price Mid Cap Value Fund 64,533 | Other securities | — | — | $2.3M | 1.3% | |
| Invesco Developing Markets 52,740 | Mutual Funds | — | — | $2.2M | 1.2% | |
| Artisan Mid Cap Institutional Fund 39,214 | Other securities | — | — | $1.7M | 1.0% | |
| Principal Short Term Income Fund 116,090 | Other securities | — | — | $1.4M | 0.8% | |
| Vanguard Real Estate Index Fund 7,677 | Common Collective Trusts | — | — | $1.1M | 0.6% | |
| REGISTERED INVESTMENT COMPANIES American Beacon Small Cap Value Fund 38,143 | Other securities | — | — | $1.0M | 0.6% | |
| T. Rowe Price Retirement 2040 Fund I 27,753 | Other securities | — | — | $887K | 0.5% | |
| Nicholas Limited Edition Fund 25,382 | Other securities | — | — | $782K | 0.4% | |
| SELF-DIRECTED BROKERAGE ACCOUNTS - CASH, INTEREST-BEARING | Self-Directed Brokerage | — | — | $689K | 0.4% | |
| T. Rowe Price Retirement 2030 Fund I 21,699 | Other securities | — | — | $587K | 0.3% | |
| T. Rowe Price Retirement 2050 Fund I 25,864 | Other securities | — | — | $510K | 0.3% | |
| T. Rowe Price Retirement 2020 Fund I 24,052 | Other securities | — | — | $475K | 0.3% | |
| Harbor Capital Appreciation Retirement Fund 2,502 | Other securities | — | — | $298K | 0.2% | |
| T. Rowe Price Retirement Balanced Fund I 5,103 | Other securities | — | — | $70K | <0.1% | |
| T. Rowe Price Retirement 2060 Fund I 2,741 | Other securities | — | — | $47K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name |
|---|
| EIN |
|---|
| Location |
|---|
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| MERRILL LYNCH | 13-5674085 | — | INVESTMENT ADVISOR | $76K | — |
| HENGEHOLD CAPITAL MANAGEMENT | 31-1682735 | — | INVESTMENT ADVISOR | $28K | — |
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | INVESTMENT ADVISOR | $20K | — |
| JOHNSON INVESTMENTN COUNSEL | — | CINCINNATI, OH | INVESTMENT ADVISOR | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 11-3658445 | — | NONE | $5K | — |
