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Original filing (PDF)20251010185238NAL0004866947001
CHARLES F. KETTERING FOUNDATION
Form 5500
FILING_RECEIVED
CHARLES F. KETTERING FOUNDATION DEFERRED COMPENSATION PLAN
403(b) retirement plan
Signals · 1
30% in single holding
Active participants
40
Accounts w/ balance
143
Plan assets (EOY)
$28.6M
Net assets (EOY)
$28.6M
How this plan invests
This plan
1 pooled trust
Schedule D
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "TIAA Traditional Annuity Contract-Non Benefit Responsive Unallocated insurance contract" is 30% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHARLES F. KETTERING FOUNDATION.
Plan sponsor
Name
CHARLES F. KETTERING FOUNDATION
EIN
31-0549056
Address
JAMES MARTIN · 200 COMMONS RD. · DAYTON, OH · 454592788
Phone
(937) 434-7300
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
Audit & trust (Schedule H)
Auditor
CLARK SCHAEFER HACKETT & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
50 direct securities · 1 pooled fund· $28.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.0M
50 holdings
Pooled Separate Account
$625K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Contract-Non Benefit Responsive Unallocated insurance contract | — | — | — | $8.7M | 30.5% | |
| CREF Stock R2 Registered investment company | — | — | — | $5.6M | 19.7% | |
| CREF Equity Index R2 Registered investment company | — | — | — | $1.3M | 4.4% | |
| CREF Growth R2 Registered investment company | — | — | — | $1.2M | 4.1% | |
| CREF Global Equities R2 Registered investment company | — | — | — | $1.1M | 3.9% | |
| T. Rowe Blue Chip Growth Registered investment company | — | — | — | $1.0M | 3.6% | |
| Vanguard Inflation-Protected Securities Fund Adminral Shares Registered investment company | — | — | — | $868K | 3.0% | |
| CREF Money Market R2 Registered investment company | — | — | — | $776K | 2.7% | |
| PRIMECAP Odyssey Stock Fund Registered investment company | — | — | — | $758K | 2.7% | |
| PRIMECAP Odyssey Aggressive Growth Registered investment company | — | — | — | $644K | 2.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $625K | 2.2% | |
| Nuveen Lifecycle 2050 Retire Registered investment company | — | — | — | $603K | 2.1% | |
| CREF Core Bond R2 Registered investment company | — | — | — | $579K | 2.0% | |
| Nuveen Lifecycle 2040 Retire Registered investment company | — | — | — | $486K | 1.7% | |
| Nuveen Lifecycle 2045 Retire Registered investment company | — | — | — | $470K | 1.6% | |
| Eaton Vance Large Cap Value Registered investment company | — | — | — | $447K | 1.6% | |
| Vanguard Emerging Markets Stock Index Sig Registered investment company | — | — | — | $401K | 1.4% | |
| Vanguard Wellesly Income Fund Admiral Shares Registered investment company | — | — | — | $308K | 1.1% | |
| Harbor International Fund Administrative Class Registered investment company | — | — | — | $268K | 0.9% | |
| CREF Social Choice R2 Registered investment company | — | — | — | $263K | 0.9% | |
| Nuveen Lifecycle 2030 Retire Registered investment company | — | — | — | $198K | 0.7% | |
| American Funds Fundamental Investors Class R-3 Registered investment company | — | — | — | $177K | 0.6% | |
| Sequoia Fund Registered investment company | — | — | — | $167K | 0.6% | |
| Royce Special Equity Fund Service Class Registered investment company | — | — | — | $139K | 0.5% | |
| Neuberger Berman Genesis Fund Advisor Class Registered investment company | — | — | — | $131K | 0.5% | |
| TIAA Access Nuv Life Cycle 2045 T4 Registered investment company | — | — | — | $116K | 0.4% | |
| Nuveen Lifecycle 2025 Retire Registered investment company | — | — | — | $109K | 0.4% | |
| Nuveen Lifecycle 2020 Retire Registered investment company | — | — | — | $103K | 0.4% | |
| TIAA Access Nuv Life Cycle 2035 T4 Registered investment company | — | — | — | $99K | 0.3% | |
| CREF Inflation-Linked Bond R2 Registered investment company | — | — | — | $94K | 0.3% | |
| Thornburg International Value Fund Class R4 Registered investment company | — | — | — | $92K | 0.3% | |
| TIAA Access Nuv International Equity T4 Registered investment company | — | — | — | $80K | 0.3% | |
| TIAA Access Nuv Life Cycle 2040 T4 Registered investment company | — | — | — | $71K | 0.2% | |
| Templeton Global Bond Fund Class A Registered investment company | — | — | — | $65K | 0.2% | |
| Nuveen Lifecycle 2055 Retire Registered investment company | — | — | — | $63K | 0.2% | |
| T. Rowe Price Growth Stock Registered investment company | — | — | — | $61K | 0.2% | |
| TIAA Access Nuv Lg-Cap Value T4 Registered investment company | — | — | — | $52K | 0.2% | |
| Nuveen High Yield Retirement Registered investment company | — | — | — | $51K | 0.2% | |
| Nuveen Lifecycle 2060 Retire Registered investment company | — | — | — | $46K | 0.2% | |
| TIAA Access Nuv Real Estate SECS T4 Registered investment company | — | — | — | $44K | 0.2% | |
| TIAA Access Nuv Lg-Cap Growth T4 Registered investment company | — | — | — | $39K | 0.1% | |
| Nuveen Lifecycle 2035 Retire Registered investment company | — | — | — | $33K | 0.1% | |
| TIAA Access Nuv Small Cap Bl Idx T4 Registered investment company | — | — | — | $32K | 0.1% | |
| TIAA Access Nuv Mid-Cap Value T4 Registered investment company | — | — | — | $28K | <0.1% | |
| TIAA Access Nuv Quant Small Cap Equity T4 Registered investment company | — | — | — | $25K | <0.1% | |
| TIAA Access Nuv Mid-Cap Growth T4 Registered investment company | — | — | — | $12K | <0.1% | |
| PIMCO Total Return Fund Class A Registered investment company | — | — | — | $12K | <0.1% | |
| TIAA Access Nuv LgCp Res Eq T4 Registered investment company | — | — | — | $9K | <0.1% | |
| TIAA Access Nuv Life Cycle 2050 T4 Registered investment company | — | — | — | $6K | <0.1% | |
| TIAA Access Nuv Core Equity T4 Registered investment company | — | — | — | $4K | <0.1% | |
| PIMCO All Asset Institutional Class Registered investment company | — | — | — | $2K | <0.1% |
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