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Original filing (PDF)20251007120126NAL0002646883001
XAVIER UNIVERSITY
Form 5500
FILING_RECEIVED
XAVIER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,871
Accounts w/ balance
2,305
Plan assets (EOY)
$410.6M
Net assets (EOY)
$410.6M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for XAVIER UNIVERSITY.
Plan sponsor
Name
XAVIER UNIVERSITY
EIN
31-0537516
Address
3800 VICTORY PARKWAY, ML 4531 · CINCINNATI, OH · 452071035
Phone
(513) 745-3830
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $172K | — |
| CORNERSTONE ADVISORS ASSET MGT LLC | 75-3204798 | — | NONE | $75K | — |
| BRICKER & GRAYDON LLP | 31-4359739 | — | NONE | $20K | — |
| PLANTE & MORAN, LLC | 38-1357951 | — | NONE | $11K | — |
Investments
38 direct securities · 1 pooled fund· $410.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$402.7M
38 holdings
Pooled Separate Account
$7.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retire 2070 * 914 TIAA Group annuity contract - TIAA Traditional Annuity | — | — | — | $92.0M | 22.4% | |
| CREF Stock R2 | — | — | — | $62.4M | 15.2% | |
| Vanguard Target Retire 2035 | — | — | — | $20.7M | 5.1% | |
| CREF Growth R2 | — | — | — | $19.3M | 4.7% | |
| CREF Global Equities R2 | — | — | — | $17.8M | 4.3% | |
| TIAA-CREF Nuveen S&P 500 Index R6 | — | — | — | $17.6M | 4.3% | |
| Vanguard Target Retire 2045 | — | — | — | $15.9M | 3.9% | |
| Vanguard Target Retire 2040 | — | — | — | $15.4M | 3.8% | |
| CREF Equity Index R2 | — | — | — | $14.0M | 3.4% | |
| Vanguard Target Retire 2025 | — | — | — | $13.5M | 3.3% | |
| Vanguard Target Retire 2030 | — | — | — | $12.7M | 3.1% | |
| Vanguard Target Retire 2050 | — | — | — | $10.3M | 2.5% | |
| CREF Social Choice R2 | — | — | — | $9.9M | 2.4% | |
| American Washington Mut Inv R6 | — | — | — | $8.7M | 2.1% | |
| CREF Core Bond R2 | — | — | — | $8.6M | 2.1% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $7.9M | 1.9% | |
| Vanguard Target Retire Income | — | — | — | $7.6M | 1.9% | |
| Vanguard Target Retire 2020 | — | — | — | $7.6M | 1.8% | |
| Vanguard Target Retire 2055 | — | — | — | $6.0M | 1.5% | |
| Vanguard Ttl Intl Stk Idx Adm | — | — | — | $5.7M | 1.4% | |
| Vanguard Ttl Bd Mkt Idx Adm | — | — | — | $4.3M | 1.0% | |
| American EuroPac Growth R6 | — | — | — | $3.9M | 0.9% | |
| TIAA-CREF Nuveen Large Cap Resp Eq R6 | — | — | — | $3.5M | 0.9% | |
| Vanguard Mid-Cap Idx Adm | — | — | — | $3.4M | 0.8% | |
| CREF Money Market R2 | — | — | — | $3.1M | 0.8% | |
| CREF Inflation-Linked Bond R2 | — | — | — | $3.1M | 0.8% | |
| Vanguard Target Retire 2060 | — | — | — | $2.2M | 0.5% | |
| TIAA-CREF Nuveen Small Cap Bld Idx R6 | — | — | — | $2.1M | 0.5% | |
| Vanguard Explorer Adm | — | — | — | $1.8M | 0.4% | |
| Vanguard Federal Money Mkt Inv | — | — | — | $1.5M | 0.4% | |
| TIAA-CREF Nuveen Real Est Sec Sel R6 | — | — | — | $1.3M | 0.3% | |
| Baird Core Plus Bond Fund Inst | — | — | — | $1.3M | 0.3% | |
| Brown Advisory Brown Advisory Sus Grwth Instl | — | — | — | $1.2M | 0.3% | |
| JPMorgan High Yield Fund R6 | — | — | — | $1.1M | 0.3% | |
| Victory Sycamore Victory Sycamore Sm-Co Opp | — | — | — | $1.0M | 0.3% | |
| Vanguard Target Retire 2065 | — | — | — | $916K | 0.2% | |
| TIAA-CREF Self-directed brokerage account investments - TIAA- CREF Self Directed | — | — | — | $760K | 0.2% | |
| Participants Participant notes receivable with interest rates that range from 4.25 to 9.50 percent - | — | — | — | $202K | <0.1% | |
| Deutsche Real Assets Fund R6 | — | — | — | $66K | <0.1% |
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