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Original filing (PDF)20251010134002NAL0012695632001
GOODWILL EASTER SEALS MIAMI VALLEY
Form 5500
FILING_RECEIVED
GOODWILL EASTER SEALS MIAMI VALLEY 403(B) PLAN
403(b) retirement plan
Signals · 1
27% in single holding
Active participants
1,446
Accounts w/ balance
303
Plan assets (EOY)
$9.9M
Net assets (EOY)
$9.9M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "American Funds 2030 Target Date Retirement Fund #" is 27% of plan.
- Only 21% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOODWILL EASTER SEALS MIAMI VALLEY.
Plan sponsor
Name
GOODWILL EASTER SEALS MIAMI VALLEY
EIN
31-0537112
Address
660 SOUTH MAIN STREET · DAYTON, OH · 45402
Phone
(937) 461-4800
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BRADY, WARE & SCHOENFELD, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TWG BENEFITS, INC. | 36-4028918 | NORTHBROOK, IL | RECORDKEEPER | $19K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRONSHORE FINANCIAL, LLC | 82-5023101 | GREEN COVE SPRINGS, FL | ADVISOR | $10K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DYNAMIC PENSION SERVICES, INC. | 31-1585572 | KETTERING, OH | TPA | $21K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOUND FINANCIAL INVESTMENT MGMT | 16-1639772 | VANDALIA, OH | PARTICIPANT EDUCATION | $9K | — |
Investments
29 direct securities· $9.9M(100% of reported assets)
Uncategorized
$9.5M
28 holdings
Mutual Funds
$400K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Target Date Retirement Fund # | — | — | — | $2.7M | 26.8% | |
| American Funds 2020 Target Date Retirement Fund # | — | — | — | $2.3M | 23.4% | |
| American Funds 2035 Target Date Retirement Fund # | — | — | — | $928K | 9.4% | |
| American Funds 2040 Target Date Retirement Fund # | — | — | — | $665K | 6.7% | |
| The Vanguard Group, Inc. Federal Money Market Fund # | Mutual Funds | — | — | $400K | 4.0% | |
| American Funds 2010 Target Date Retirement Fund # | — | — | — | $398K | 4.0% | |
| American Funds 2045 Target Date Retirement Fund # | — | — | — | $369K | 3.7% | |
| American Funds 2050 Target Date Retirement Fund # | — | — | — | $346K | 3.5% | |
| American Funds 2060 Target Date Retirement Fund # | — | — | — | $277K | 2.8% | |
| American Funds 2055 Target Date Retirement Fund # | — | — | — | $247K | 2.5% | |
| The Vanguard Group, Inc. Wellington Fund # | — | — | — | $222K | 2.2% | |
| American Funds 2015 Target Date Retirement Fund # | — | — | — | $163K | 1.6% | |
| Fidelity 500 Index Fund # | — | — | — | $152K | 1.5% | |
| American Funds 2025 Target Date Retirement Fund # | — | — | — | $150K | 1.5% | |
| The Vanguard Group, Inc. Extended Market Index Fund # | — | — | — | $130K | 1.3% | |
| American Funds 2065 Target Date Retirement Fund # | — | — | — | $77K | 0.8% | |
| The Vanguard Group, Inc. Short-Term Investment Grade Fund # | — | — | — | $72K | 0.7% | |
| Dodge & Cox Income Fund # | — | — | — | $71K | 0.7% | |
| SPDR Gold Minishares Fund # | — | — | — | $70K | 0.7% | |
| The Vanguard Group, Inc. Equity-Income Fund # | — | — | — | $55K | 0.6% | |
| PGIM High-Yield Fund # | — | — | — | $47K | 0.5% | |
| Dodge & Cox Global Bond Fund # | — | — | — | $30K | 0.3% | |
| MassMutual Blue Chip Growth Fund # | — | — | — | $23K | 0.2% | |
| MFS International Diversification Fund # | — | — | — | $11K | 0.1% | |
| American Funds New Perspective Fund # | — | — | — | $11K | 0.1% | |
| MFS Mid Cap Growth Fund # | — | — | — | $10K | 0.1% | |
| American Century Mid Cap Value Fund # | — | — | — | $8K | <0.1% | |
| The Vanguard Group, Inc. Real Estate Index Fund # | — | — | — | $6K | <0.1% | |
| American Funds New World Fund # | — | — | — | $1K | <0.1% |