Original filing (PDF)20241021125923NAL0001193859001

ALLIANCE PHARMA, INC.

Name: ALLIANCE PHARMA, INC. — ALLIANCE PHARMA, INC. 401K PLAN, Form 5500 (2023)
Creator: ALLIANCE PHARMA, INC.

Form 5500

FILING_RECEIVED

ALLIANCE PHARMA, INC. 401K PLAN

401(k) retirement plan

Signals · 2

Corrective distributions issuedNo recordkeeper disclosed

Active participants

144

Accounts w/ balance

144

Plan assets (EOY)

$5.6M

Net assets (EOY)

$5.6M

How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ALLIANCE PHARMA, INC..

Plan sponsor

Name

ALLIANCE PHARMA, INC.

EIN

30-1413443all filings

Address

17 LEE BOULEVARD · MALVERN, PA · 19355

Phone

(610) 425-8968

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-21

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

BAKER TILLY US, LLP

Trustee / custodian

Service providers (Schedule C)

2 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
EPLAN ADVISORS, LLC	36-1543746	—	PENSION CONSULTANT	$15K	—
KISTLER-TIFFANY COMPANIES, LLC	—	BERWYN, PA	FIDUCIARY ADVISOR	$13K	—

Investments

32 direct securities· $5.5M(98% of reported assets)

Mutual Funds

$3.0M

21 holdings

Common Collective Trusts

$1.8M

3 holdings

Other securities

$680K

7 holdings

Bonds / Notes

$6K

1 holding

					% of plan
Vanguard 500 Index FD Admiral N/R	Common Collective Trusts	—	—	$1.2M	21.7%
American Funds American Funds 2035 Target Date Retirement R6 N/R	Mutual Funds	—	—	$455K	8.1%
American Funds American Funds 2040 Target Date Retirement R6 N/R	Mutual Funds	—	—	$398K	7.1%
Fidelity Four-in-One Index Fund N/R	Common Collective Trusts	—	—	$316K	5.6%
Fidelity Extended Market Index Fund N/R	Common Collective Trusts	—	—	$300K	5.3%
American Funds American Funds 2025 Target Date Retirement R6 N/R	Mutual Funds	—	—	$283K	5.0%
American Funds American Funds 2055 Target Date Retirement R6 N/R	Mutual Funds	—	—	$271K	4.8%
American Funds American Funds 2050 Target Date Retirement R6 N/R	Mutual Funds	—	—	$253K	4.5%
American Funds American Funds 2060 Target Date Retirement R6 N/R	Mutual Funds	—	—	$211K	3.7%
Vanguard Small Cap Value Index Adm N/R	Mutual Funds	—	—	$195K	3.5%
American Funds American Funds 2030 Target Date Retirement R6 N/R	Mutual Funds	—	—	$184K	3.3%
American Funds American Funds 2045 Target Date Retirement R6 N/R	Mutual Funds	—	—	$165K	2.9%
Principal Mid Cap Blend Fund N/R	Other securities	—	—	$147K	2.6%
American Funds American Funds New Economy R-6 N/R	Mutual Funds	—	—	$147K	2.6%
JPMorgan Mid Cap Value Class L N/R	Other securities	—	—	$142K	2.5%
T. Rowe Price T. Rowe Price New Horizons N/R	Other securities	—	—	$137K	2.4%
Fidelity Select Biotechnology Portfolio N/R	Mutual Funds	—	—	$130K	2.3%
Vanguard Wellesley Income Adm N/R	Mutual Funds	—	—	$114K	2.0%
Hermes Federated Institutional High Yield Bond N/R	Other securities	—	—	$88K	1.6%
Metropolitan West Metropolitan West Total Return Bond Fund I N/R	Other securities	—	—	$70K	1.2%
Mairs and Power Growth Fund Inv N/R	Other securities	—	—	$69K	1.2%
MFS Utilities Fund CL I N/R	Mutual Funds	—	—	$36K	0.6%
Vanguard Equity-Income Adm N/R	Mutual Funds	—	—	$35K	0.6%
PIMCO Stocks Plus Small Fund Class I-2 N/R	Mutual Funds	—	—	$33K	0.6%
Templeton Global Bond Fund Adv Class N/R	Mutual Funds	—	—	$29K	0.5%
American Funds American Funds New Perspective Fund CL R6 N/R	Mutual Funds	—	—	$29K	0.5%
Oakmark The Oakmark International Fund I N/R	Other securities	—	—	$27K	0.5%
Invesco Oppen internat'l Growth Fd CL Y N/R	Mutual Funds	—	—	$16K	0.3%
Vanguard Inter Term US TR N/R	Mutual Funds	—	—	$13K	0.2%
Participant Loans Interest rate: 10.25%	Bonds / Notes	—	—	$6K	0.1%
American Funds American Funds New World Fund Class Cl R6 N/R	Mutual Funds	—	—	$6K	0.1%
American Funds American Funds The Income Fund of America R-6 N/R	Mutual Funds	—	—	$5K	<0.1%