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Original filing (PDF)20251014095022NAL0001195603001
AMMO INC
Form 5500
FILING_RECEIVED
AMMO INC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
~100 bps in Sched C fees
Active participants
308
Accounts w/ balance
418
Plan assets (EOY)
$9.2M
Net assets (EOY)
$9.2M
How this plan invests
This plan
18 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 100 bps in Schedule C fees — 92% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMMO INC.
Plan sponsor
Name
AMMO INC
EIN
30-0957912
Address
7681 E GRAY RD · SCOTTSDALE, AZ · 85260
Phone
(602) 326-8529
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MANSPERGER PATTERSON & MCMULLIN PLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $58K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTEROCEAN CAPITAL GROUP LLC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $15K | — |
| INTEROCEAN CAPITAL LLC | — | CHICAGO, IL | INVESTMENT ADVISOR | $1K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUNNEX AND SHOEMAKER INC. | — | SEATTLE, WA | CONTRACT ADMIN | $17K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $759 | — |
Investments
25 direct securities · 18 pooled funds· $9.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.0M
24 holdings
Common Collective Trust
$114K
6 holdings
Mutual Funds
$72K
1 holding
Pooled Separate Account
$0
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 4 AM ERICAN FUNDS AM ERICAN FUNDS 2040 TRGT DATE RETIRE R | — | — | — | $1.1M | 12.1% | |
| 5 AM ERICAN FUNDS AM ERICAN FUNDS 2045 TRGT DATE RETIRE R | — | — | — | $1.1M | 12.0% | |
| 7 AM ERICAN FUNDS AM ERICAN FUNDS 2055 TRGT DATE RETIRE R | — | — | — | $1.0M | 11.3% | |
| 15 FIDELITY LARGE CAP GROWTH INDEX | — | — | — | $952K | 10.4% | |
| 3 AM ERICAN FUNDS AM ERICAN FUNDS 2035 TRGT DATE RETIRE R | — | — | — | $865K | 9.4% | |
| 23 INVESCO NASDAQ 100 INDEX R6 | — | — | — | $766K | 8.3% | |
| 8 AM ERICAN FUNDS AM ERICAN FUNDS 2060 TRGT DATE RETIRE R | — | — | — | $735K | 8.0% | |
| 9 AM ERICAN FUNDS AM ERICAN FUNDS 2065 TRGT DATE RETIRE R | — | — | — | $653K | 7.1% | |
| 6 AM ERICAN FUNDS AM ERICAN FUNDS 2050 TRGT DATE RETIRE R | — | — | — | $607K | 6.6% | |
| 2 AM ERICAN FUNDS AM ERICAN FUNDS 2030 TRGT DATE RETIRE R | — | — | — | $467K | 5.1% | |
| Participant Loans 4.25% - 9.50% Interest Rate | — | — | — | $193K | 2.1% | |
| 21 FIDELITY TOTAL M ARKET INDEX | — | — | — | $168K | 1.8% | |
| S 1 AM ERICAN FUNDS AM ERICAN FUNDS 2025 TRGT DATE RETIRE R | Mutual Funds | — | — | $72K | 0.8% | |
| 17 FIDELITY M ID CAP INDEX | — | — | — | $66K | 0.7% | |
| 14 FIDELITY INTERNATIONAL INDEX | — | — | — | $53K | 0.6% | |
| BLACKROCK RUSSELL 1000 VALUE IND R GREAT GRAY · EIN 81-1009614 / PN 011 | Common Collective Trust | — | — | $49K | 0.5% | |
| 20 FIDELITY SM ALL CAP INDEX | — | — | — | $39K | 0.4% | |
| STATE ST EMG MKTS INDX SL SF C1 II STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 32-6528132 / PN 035 | Common Collective Trust | — | — | $36K | 0.4% | |
| 13 DFA INTERNATIONAL LARGE CAP GROWTH | — | — | — | $33K | 0.4% | |
| 16 FIDELITY M ID CAP GROWTH INDEX | — | — | — | $28K | 0.3% | |
| GUARANTEED INVES TMENT CONTRACT 25 EM POWER* EI FIXED ACCOUNT - SERIES CLASS I | — | — | — | $20K | 0.2% | |
| BLACKROCK RUSSELL 2000 GRW IN R GREAT GRAY · EIN 20-3802395 / PN 006 | Common Collective Trust | — | — | $18K | 0.2% | |
| 22 FIDELITY US BOND INDEX | — | — | — | $16K | 0.2% | |
| 18 FIDELITY M ID CAP VALUE INDEX ** 868 19 FIDELITY M ULTI-ASSET INDEX FUND | — | — | — | $14K | 0.2% | |
| 11 AM ERICAN FUNDS AM ERICAN FUNDS AM ERICAN HI INC TR R6 | — | — | — | $11K | 0.1% | |
| STATE ST REIT INDX SL C1 II STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 04-0025081 / PN 070 | Common Collective Trust | — | — | $9K | <0.1% | |
| 12 AM ERICAN FUNDS AM ERICAN FUNDS RETIRE INC PORT-CNSRV | — | — | — | $7K | <0.1% | |
| 10 AM ERICAN FUNDS AM ERICAN FUNDS AM ERICAN BALANCED R6 | — | — | — | $5K | <0.1% | |
| 24 PIM CO PIM CO RAE US SM ALL INSTL | — | — | — | $3K | <0.1% | |
| BLACKROCK US TIPS IND FND FEE C1 R BLACKROCK FUNDS - COLLECTIVE TRUSTS · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $3K | <0.1% | |
| SSGA RUSSELL SC VALUE INDEX ML CL C STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 223 | Common Collective Trust | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2045 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 684 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE INCOME FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 698 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2055 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 686 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2065 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 838 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2020 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 679 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2030 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 681 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2035 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 682 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2050 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 685 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2060 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 803 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2040 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 683 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2015 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 678 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRUDENTIAL DAY ONE 2025 FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 680 | Pooled Separate Account | — | — | $0 | <0.1% |
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