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Original filing (PDF)20251015175518NAL0010616802001
TERRA-GEN, LLC
Form 5500
FILING_RECEIVED
TERRA-GEN, LLC 401(K) PLAN
401(k) retirement plan
Active participants
379
Accounts w/ balance
400
Plan assets (EOY)
$68.6M
Net assets (EOY)
$68.6M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TERRA-GEN, LLC.
Plan sponsor
Name
TERRA-GEN, LLC
EIN
30-0878595
Address
437 MADISON AVENUE · 22ND FLOOR, SUITE A · NEW YORK, NY · 10022
Phone
(646) 829-3900
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WISS & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $62K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL CENTER | 59-1237041 | — | CONSULTANT | $40K | — |
| WISS & COMPANY LLP | — | FLORHAM PARK, NJ | CONSULTANT | $17K | — |
Investments
29 direct securities · 1 pooled fund· $71.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$70.8M
29 holdings
Common Collective Trust
$572K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fd Adm Mutual Fund | — | — | — | $10.7M | 15.5% | |
| SELF-DIRECT ACCT OTHER ASSETS | — | — | $9.0M | $9.0M | 13.2% | |
| Vanguard TTL BD Market Index Adm Mutual Fund | — | — | $6.2M | $5.7M | 8.3% | |
| Blackrock Lifepath Index 2055 K Mutual Fund | — | — | — | $3.6M | 5.2% | |
| Vanguard Extended Market Index Adm Mutual Fund | — | — | — | $2.9M | 4.3% | |
| Blackrock Lifepath Index 2050 K Mutual Fund | — | — | — | $2.9M | 4.2% | |
| American New Economy FD Mutual Fund | — | — | — | $2.9M | 4.2% | |
| Vanguard Total Intl Stock Adm Mutual Fund | — | — | — | $2.8M | 4.1% | |
| Blackrock Lifepath Index 2045 K Mutual Fund | — | — | — | $2.7M | 3.9% | |
| Vanguard Explorer Fund Mutual Fund | — | — | — | $2.6M | 3.8% | |
| DFA US Large Cap Value Prtl Instl Mutual Fund | — | — | — | $2.6M | 3.7% | |
| Columbia Dividend Income Instl3 Mutual Fund | — | — | — | $2.2M | 3.2% | |
| Money market account - * Merrill Lynch Retirement Bank Account Money Market | — | — | — | $2.1M | 3.0% | |
| ACCRUED INCOME ACCRUED INCOME 837 RETIREMENT BANK ACCOUNT CERT OF DEPOSIT / BANK DEPOSIT | — | — | $2.0M | $2.0M | 2.9% | |
| Blackrock Lifepath Index 2035 K Mutual Fund | — | — | — | $1.9M | 2.8% | |
| Vanguard Inflation Protected Mutual Fund | — | — | — | $1.7M | 2.5% | |
| Blackrock Lifepath Index 2040 K Mutual Fund | — | — | — | $1.7M | 2.4% | |
| American Century SML CP Val R6 Mutual Fund | — | — | — | $1.5M | 2.1% | |
| Blackrock Lifepath Index 2030 K Mutual Fund | — | — | — | $1.4M | 2.0% | |
| American Europac IFIC Growth R6 Mutual Fund | — | — | — | $1.4M | 2.0% | |
| Blackrock Lifepath Index Retirement K Mutual Fund | — | — | — | $1.3M | 1.9% | |
| DFA Intl Value Prtl Cl Instl Mutual Fund | — | — | — | $1.1M | 1.7% | |
| Vanguard REIT Index Fund Adm Mutual Fund | — | — | — | $896K | 1.3% | |
| LOAN FUND LOANS | — | — | $869K | $869K | 1.3% | |
| Notes receivable from participants Various interest rates from 3.25% - 8.50% | — | — | — | $869K | 1.3% | |
| PGIM Total Return Bond BD R6 Mutual Fund | — | — | — | $581K | 0.8% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $572K | 0.8% | |
| Blackrock Global Alloc I Mutual Fund | — | — | — | $502K | 0.7% | |
| PIMCO Global Bond Inst Mutual Fund | — | — | $402K | $383K | 0.6% | |
| BLF FEDFUND MONEY MARKET | — | — | $66K | $66K | <0.1% |
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