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Original filing (PDF)20251015005432NAL0003950049001
STRATOS GLOBAL SERVICES, LLC
Form 5500
FILING_RECEIVED
STRATOS 401(K) PLAN
401(k) retirement plan
Active participants
87
Accounts w/ balance
219
Plan assets (EOY)
$34.1M
Net assets (EOY)
$34.1M
How this plan invests
This plan
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STRATOS GLOBAL SERVICES, LLC.
Plan sponsor
Name
STRATOS GLOBAL SERVICES, LLC
EIN
30-0876326
Address
1 ROCKEFELLER PLAZA · SUITE 1202 · NEW YORK, NY · 10020
Phone
(646) 432-2514
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
2U · Association Retirement Plan
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
TMI CPA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STONE HILL FIDUCIARY MANAGEMENT LL | 45-5608425 | — | ADVISOR | $25K | — |
Investments
37 direct securities· $34.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Blue Chip Growth K6 Mutual Fund - | — | — | — | $5.8M | 17.0% | |
| Fidelity 5500 Index Mutual Fund - | — | — | — | $5.4M | 15.8% | |
| Fidelity Government Money Market K6 Money Market Fund - | — | — | — | $3.0M | 8.8% | |
| American Funds Target Date Fund 2050 R6 Mutual Fund - | — | — | — | $3.0M | 8.8% | |
| American Funds Target Date Fund 2040 R6 Mutual Fund - | — | — | — | $2.1M | 6.3% | |
| BNY Mellon Dynamic Value Fund Class Y Mutual Fund - | — | — | — | $1.3M | 3.8% | |
| Fidelity International Growth Mutual Fund - | — | — | — | $1.2M | 3.7% | |
| Fund I T. Rowe Price Balanced Fund I Mutual Fund - | — | — | — | $1.1M | 3.1% | |
| Fidelity BrokerageLink Account (SDBA) Common and Preferred - | — | — | — | $993K | 2.9% | |
| Fidelity Small Cap Index Mutual Fund - | — | — | — | $950K | 2.8% | |
| Carillon Eagle Mid Cap Growth R6 Mutual Fund - | — | — | — | $944K | 2.8% | |
| American Funds Target Date Fund 2045 R6 Mutual Fund - | — | — | — | $936K | 2.7% | |
| American Funds Target Date Fund 2030 R6 Mutual Fund - | — | — | — | $874K | 2.6% | |
| Stocks * Fidelity BrokerageLink Account (SDBA) Mutual Funds - | — | — | — | $802K | 2.4% | |
| Allspring Core Bond Fund R6 Mutual Fund - | — | — | — | $636K | 1.9% | |
| American Funds Target Date Fund 2010 R6 Mutual Fund - | — | — | — | $448K | 1.3% | |
| Virtus Duff & Phelps Real Estate Secs Fund R6 Mutual Fund - | — | — | — | $442K | 1.3% | |
| Fidelity Mid Cap Index Mutual Fund - | — | — | — | $380K | 1.1% | |
| Eaton Vance Short Duration Inflation-Prot Inc Mutual Fund - | — | — | — | $380K | 1.1% | |
| Fidelity International Index Mutual Fund - | — | — | — | $364K | 1.1% | |
| Invesco Value Opportunities R6 Mutual Fund - | — | — | — | $293K | 0.9% | |
| Fidelity BrokerageLink Account (SDBA) Cash and Cash - | — | — | — | $273K | 0.8% | |
| American Funds Target Date Fund 2035 R6 Mutual Fund - | — | — | — | $271K | 0.8% | |
| American Funds Target Date Fund 2025 R6 Mutual Fund - | — | — | — | $255K | 0.7% | |
| Fidelity Emerging Markets Index Mutual Fund - | — | — | — | $249K | 0.7% | |
| Harbor Small Cap Growth Ret Mutual Fund - | — | — | — | $242K | 0.7% | |
| Equivalents * Notes Receivable from Participants Interest rates range from - | — | — | — | $241K | 0.7% | |
| BrandywineGLOBAL - High Yield Fund Instl Mutual Fund - | — | — | — | $195K | 0.6% | |
| Allspring Special Small Cap Value R6 Mutual Fund - | — | — | — | $192K | 0.6% | |
| American Funds Target Date Fund 2060 R6 Mutual Fund - | — | — | — | $190K | 0.6% | |
| American Funds Target Date Fund 2020 R6 Mutual Fund - | — | — | — | $147K | 0.4% | |
| Vanguard Short-Term Bond Index Admiral Mutual Fund - | — | — | — | $143K | 0.4% | |
| JPMorgan Government Bond Fund R6 Mutual Fund - | — | — | — | $104K | 0.3% | |
| American Funds Multi-Sector Income Fund R6 Mutual Fund - | — | — | — | $97K | 0.3% | |
| American Funds Target Date Fund 2055 R6 Mutual Fund - | — | — | — | $96K | 0.3% | |
| Causeway Emerging Markets Instl Mutual Fund - | — | — | — | $74K | 0.2% | |
| Vanguard European Stock Index Admiral Mutual Fund - | — | — | — | $19K | <0.1% |
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