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Original filing (PDF)20250714130420NAL0001098225001
I3 VERTICALS MANAGEMENT SERVICES,INC.
Form 5500
FILING_RECEIVED
I3 VERTICALS MANAGEMENT SERVICES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,221
Accounts w/ balance
1,120
Plan assets (EOY)
$74.5M
Net assets (EOY)
$74.5M
How this plan invests
This plan
31 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — 164% above peer band of 16 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for I3 VERTICALS MANAGEMENT SERVICES,INC..
Plan sponsor
Name
I3 VERTICALS MANAGEMENT SERVICES,INC.
EIN
30-0847828
Address
40 BURTON HILLS BLVD., SUITE 415 · NASHVILLE, TN · 37215
Phone
(615) 942-6175
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
ERISA 3(16) SERVICES
EIN
81-2035355
City
KNOXVILLE, TN
Phone
(865) 966-1225
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-10-01
Tax period
2024-09-30
Filed
2025-07-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLANKENSHIP CPA GROUP, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL LIFE INS CO | 36-6071399 | — | RECORDKEEPER | $134K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES | 59-2937883 | — | INVESTMENT ADVISORY | $144K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES INC | 62-1200951 | — | THIRD PARTY ADMIN | $36K | — |
Investments
31 pooled funds· $71.7M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| MYWAYRETIREMENT INDEX 2045 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 069 | Pooled Separate Account | $9.3M | 12.5% |
| MYWAYRETIREMENT INDEX 2035 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 068 | Pooled Separate Account | $8.9M | 11.9% |
| BLACKROCK EQUITY INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 909 | Pooled Separate Account | $6.0M | 8.0% |
| MYWAYRETIREMENT INDEX 2050 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 065 | Pooled Separate Account | $5.9M | 7.8% |
| MYWAYRETIREMENT INDEX 2040 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 058 | Pooled Separate Account | $5.7M | 7.7% |
| MYWAYRETIREMENT INDEX 2055 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 070 | Pooled Separate Account | $4.6M | 6.2% |
| MYWAYRETIREMENT INDEX 2030 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 057 | Pooled Separate Account | $4.2M | 5.6% |
| MYWAYRETIREMENT INDEX 2025 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 067 | Pooled Separate Account | $3.8M | 5.1% |
| MYWAYRETIREMENT LARGE CAP GROWTH RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 349 | Pooled Separate Account | $2.9M | 3.9% |
| MYWAYRETIREMENT INDEX 2060 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 060 | Pooled Separate Account | $2.2M | 2.9% |
| MYWAYRETIREMENT LARGE CAP VALUE RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 361 | Pooled Separate Account | $2.0M | 2.7% |
| BLACKROCK MID CAP EQUITY INDEX RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 357 | Pooled Separate Account | $1.5M | 2.0% |
| BLACKROCK RUSSELL 2000 INDEX RET AC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 054 | Pooled Separate Account | $1.4M | 1.8% |
| BLACKROCK EAFE EQUITY INDEX RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 053 | Pooled Separate Account | $1.3M | 1.8% |
| BLACKROCK U.S. DEBT INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 911 | Pooled Separate Account | $1.2M | 1.6% |
| BLACKROCK U.S. TIPS INDEX RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 344 | Pooled Separate Account | $1.2M | 1.6% |
| MYWAYRETIREMENT INDEX RETIREMENT RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 066 | Pooled Separate Account | $1.1M | 1.5% |
| MYWAYRETIREMENT MID CAP GROWTH RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 348 | Pooled Separate Account | $926K | 1.2% |
| MYWAYRETIREMENT INTERNAT GROWTH RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 354 | Pooled Separate Account | $920K | 1.2% |
| MYWAYRETIREMENT SMALL CAP GROWTH RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 353 | Pooled Separate Account | $844K | 1.1% |
| MYWAYRETIREMENT INTL VALUE RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 240 | Pooled Separate Account | $833K | 1.1% |
| MYWAYRETIREMENT MID CAP VALUE RET A TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 36-6071399 / PN 362 | Pooled Separate Account | $797K | 1.1% |
| MYWAYRETIREMENT EMERGING MARKETS RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 436 | Pooled Separate Account | $739K | 1.0% |
| MYWAYRETIREMENT SMALL CAP VALUE RET TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 352 | Pooled Separate Account | $599K | 0.8% |
| MYWAYRETIREMENT CORE BOND RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 355 | Pooled Separate Account | $578K | 0.8% |
| MYWAYRETIREMENT MULTISECTOR BOND RE TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 347 | Pooled Separate Account | $492K | 0.7% |
| MYWAYRETIREMENT REAL ESTATE RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 360 | Pooled Separate Account | $487K | 0.7% |
| MYWAYRETIREMENT GLOBAL BOND RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 359 | Pooled Separate Account | $467K | 0.6% |
| MYWAYRETIREMENT INDEX 2065 RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 351 | Pooled Separate Account | $364K | 0.5% |
| MYWAYRETIREMENT BALANCED RET ACCT TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 356 | Pooled Separate Account | $298K | 0.4% |
| MYWAYRETIREMENT COMMODITIES RET ACC TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY · EIN 83-1098532 / PN 358 | Pooled Separate Account | $241K | 0.3% |
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