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Original filing (PDF)20251013160004NAL0001670657001
PECO PALLET INC.
Form 5500
FILING_RECEIVED
PECO PALLET INC. 401(K) PLAN
401(k) retirement plan
Active participants
456
Accounts w/ balance
268
Plan assets (EOY)
$23.3M
Net assets (EOY)
$23.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 48 bps in Schedule C fees — 64% above peer band of 29 bps.
- 59% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PECO PALLET INC..
Plan sponsor
Name
PECO PALLET INC.
EIN
30-0423802
Address
50 SOUTH BUCKHOUT STREET SUITE 301 · IRVINGTON, NY · 10533
Phone
(914) 376-5444
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MAHONEY SABOL & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $64K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI LLC | 26-1407927 | FARMINGTON, CT | CONTRACT ADMIN | $12K | — |
Investments
25 direct securities· $22.8M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index K | — | — | — | $4.7M | 20.3% | |
| MFS International Intrinsic Value R6 | — | — | — | $2.8M | 11.8% | |
| JPMorgan Mid Cap Value R6 | — | — | — | $2.3M | 9.9% | |
| JPMorgan Growth Advantage R6 | — | — | — | $2.0M | 8.5% | |
| American Funds American Funds US Government Sec R6 | — | — | — | $1.7M | 7.5% | |
| Nuveen Core Bond R6 | — | — | — | $1.7M | 7.4% | |
| Invesco Comstock R6 | — | — | — | $1.6M | 6.7% | |
| JPMorgan J P Morgan U.S. Small Company R6 | — | — | — | $1.5M | 6.5% | |
| MFS Global Total Return R6 | — | — | — | $1.1M | 4.7% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Z | — | — | — | $653K | 2.8% | |
| American Funds American Funds 2035 Target Date Fund R6 | — | — | — | $453K | 1.9% | |
| PGIM High-Yield R6 | — | — | — | $398K | 1.7% | |
| American Funds American Funds 2055 Target Date Fund R6 | — | — | — | $281K | 1.2% | |
| American Funds American Funds 2040 Target Date Fund R6 | — | — | — | $249K | 1.1% | |
| iShares U.S. Aggregate Bond Index K | — | — | — | $249K | 1.1% | |
| American Funds American Funds 2060 Target Date Fund R6 | — | — | — | $244K | 1.0% | |
| BlackRock Liquidity T Fund Premier Shares | — | — | — | $169K | 0.7% | |
| American Funds American Funds 2030 Target Date Fund R6 | — | — | — | $132K | 0.6% | |
| American Funds American Funds 2050 Target Date Fund R6 | — | — | — | $128K | 0.6% | |
| iShares Russell 2000 Small-Cap Index K | — | — | — | $115K | 0.5% | |
| iShares MSCI EAFE International Index K | — | — | — | $105K | 0.5% | |
| iShares Russell Mid-Cap Index K | — | — | — | $102K | 0.4% | |
| American Funds American Funds 2045 Target Date Fund R6 | — | — | — | $88K | 0.4% | |
| American Funds American Funds 2020 Target Date Fund R6 | — | — | — | $15K | <0.1% | |
| American Funds American Funds 2025 Target Date Fund R6 | — | — | — | $3K | <0.1% |
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