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Original filing (PDF)20250926104212NAL0003956035001
HDI GLOBAL INSURANCE COMPANY
Form 5500
FILING_RECEIVED
HDI GLOBAL INSURANCE COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
268
Accounts w/ balance
282
Plan assets (EOY)
$48.9M
Net assets (EOY)
$48.9M
How this plan invests
This plan
10 pooled trusts
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HDI GLOBAL INSURANCE COMPANY.
Plan sponsor
Name
HDI GLOBAL INSURANCE COMPANY
EIN
30-0409219
Address
161 N. CLARK STREET · 48TH FLOOR · CHICAGO, IL · 606013213
Phone
(312) 580-1900
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M HOLDINGS SECURITIES | 91-1802259 | — | INVESTMENT ADVISORY | $43K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $58K | — |
Investments
38 direct securities · 10 pooled funds· $50.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$40.5M
37 holdings
Pooled Separate Account
$8.8M
10 holdings
Mutual Funds
$740K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Columbia Global Columbia Global Tech Gr I3 N/R | — | — | — | $4.3M | 8.8% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2035 I Fd N/R | — | — | — | $3.9M | 7.9% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2030 I Fd N/R | — | — | — | $3.6M | 7.3% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $3.5M | 7.1% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2045 I Fd N/R | — | — | — | $3.3M | 6.6% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2040 I Fd N/R | — | — | — | $2.7M | 5.4% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2025 I Fd N/R | — | — | — | $2.6M | 5.4% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2050 I Fd N/R | — | — | — | $2.4M | 5.0% | |
| Fully Benefit-Responsive Investment Contracts * Principal Life Insurance Fixed Income Guaranteed Option N/R | — | — | — | $2.4M | 4.9% | |
| T. Rowe Price Funds T. Rowe Price Hlth Sci I Fd N/R | — | — | — | $2.0M | 4.1% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2015 I Fd N/R | — | — | — | $1.9M | 3.8% | |
| Fidelity Adv Eq Growth Z Fund N/R | — | — | — | $1.9M | 3.8% | |
| PRIN SAM BALANCED SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 105 | Pooled Separate Account | — | — | $1.4M | 2.9% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2055 I Fd N/R | — | — | — | $1.3M | 2.6% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2060 I Fd N/R | — | — | — | $1.1M | 2.3% | |
| MFS Mid-Cap Growth R6 Fund N/R | — | — | — | $969K | 2.0% | |
| PRIN SAM STRAT GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 109 | Pooled Separate Account | — | — | $863K | 1.8% | |
| PRIN SAM CONS GROWTH SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 107 | Pooled Separate Account | — | — | $790K | 1.6% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $755K | 1.5% | |
| American Funds American Funds NewWorld R6 Fd N/R | Mutual Funds | — | — | $740K | 1.5% | |
| The Vanguard Group Vanguard MidCap Val Idx Adm Fd N/R | — | — | — | $693K | 1.4% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2020 I Fd N/R | — | — | — | $622K | 1.3% | |
| Participant Loans Interest rates: 4.25-9.50% with $0 | — | — | — | $600K | 1.2% | |
| American Century American Century SC Gr R6 Fd N/R | — | — | — | $487K | 1.0% | |
| Principal SAM Conser Bal Sep Acct N/R | — | — | — | $486K | 1.0% | |
| PRIN SAM CONS BALANCED SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 106 | Pooled Separate Account | — | — | $486K | 1.0% | |
| Principal SAM Flex Inc Sep Acct N/R | — | — | — | $451K | 0.9% | |
| PRIN SAM FLEXIBLE INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 108 | Pooled Separate Account | — | — | $451K | 0.9% | |
| Fidelity Intl Cap Apprec K6 Fd N/R | — | — | — | $347K | 0.7% | |
| The Vanguard Group Vanguard Energy Adm Fund N/R | — | — | — | $335K | 0.7% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $326K | 0.7% | |
| PGIM High Yield R6 Fund N/R | — | — | — | $289K | 0.6% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $267K | 0.5% | |
| American Funds American Funds SMCAP Wld R6 Fd N/R | — | — | — | $258K | 0.5% | |
| American Century Amer Century Sml Cap Val R6 Fd N/R | — | — | — | $244K | 0.5% | |
| DFA Infl Protected Sec I Fund N/R | — | — | — | $239K | 0.5% | |
| JP Morgan JP Morgan Lrg Cp Growth R6 Fund N/R | — | — | — | $231K | 0.5% | |
| The Vanguard Group Vanguard Dev Mkts Index Adm Fd N/R | — | — | — | $191K | 0.4% | |
| PGIM Total Ret Bond R6 Fd N/R | — | — | — | $135K | 0.3% | |
| T. Rowe Price Funds T. Rowe Price Rtmt I 2065 I Fd N/R | — | — | — | $127K | 0.3% | |
| T. Rowe Price Funds T. Rowe Price Rtm Bal I Fund N/R | — | — | — | $105K | 0.2% | |
| Franklin Advisors Franklin Utilities R6 Fund N/R | — | — | — | $102K | 0.2% | |
| Invesco Inv Gld and Sp Minerals R6 Fnd N/R | — | — | — | $54K | 0.1% | |
| (E) | — | — | $41K | $54K | 0.1% | |
| (E) | — | — | — | $51K | 0.1% | |
| PIMCO Intl Bond (USD-Hdg) I Fd N/R | — | — | — | $51K | 0.1% | |
| Columbia Overseas Value N/R | — | — | — | $41K | <0.1% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $0 | <0.1% |