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Original filing (PDF)20251015044051NAL0004109905001
EASTERN SURFACES, INC.
Form 5500
FILING_RECEIVED
EASTERN SURFACES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
119
Accounts w/ balance
107
Plan assets (EOY)
$3.8M
Net assets (EOY)
$3.8M
How this plan invests
This plan
1 pooled trust
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EASTERN SURFACES, INC..
Plan sponsor
Name
EASTERN SURFACES, INC.
EIN
30-0390435
Address
601 SOUTH 10TH STREET · ALLENTOWN, PA · 18103
Phone
(610) 266-3121
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | FORT WAYNE, IN | SERVICE PROVIDER | $9K | — |
| ETHOS FINANCIAL GROUP/ALEXANDER H N | — | KING OF PRUSSIA, PA | SERVICE PROVIDER | $6K | — |
Investments
18 direct securities · 1 pooled fund· $3.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.8M
18 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2035 Fund I Class N/R | — | — | — | $766K | 19.9% | |
| T. Rowe Price Retirement 2030 Fund I Class N/R | — | — | — | $762K | 19.8% | |
| T. Rowe Price Retirement 2040 Fund I Class N/R | — | — | — | $424K | 11.0% | |
| T. Rowe Price Retirement 2025 Fund I Class N/R | — | — | — | $412K | 10.7% | |
| T. Rowe Price Retirement 2045 Fund I Class N/R | — | — | — | $396K | 10.3% | |
| T. Rowe Price Retirement 2050 Fund I Class N/R | — | — | — | $199K | 5.2% | |
| T. Rowe Price Retirement 2020 Fund I Class N/R | — | — | — | $187K | 4.9% | |
| Participant Loans Interest Rates: 4.25% - 9.50% $0 | — | — | — | $122K | 3.2% | |
| T. Rowe Price Retirement 2060 Fund I Class N/R | — | — | — | $105K | 2.7% | |
| JP Morgan Equity Income Fund R6 N/R | — | — | — | $78K | 2.0% | |
| Fidelity 500 Index Fund N/R | — | — | — | $67K | 1.7% | |
| Fidelity Mid Cap Index Fund N/R | — | — | — | $65K | 1.7% | |
| Fidelity Small Cap Index Fund N/R | — | — | — | $65K | 1.7% | |
| Vanguard Small Cap Index Fund N/R | — | — | — | $64K | 1.7% | |
| Vanguard Explorer ADM N/R | — | — | — | $64K | 1.7% | |
| T. Rowe Price Retirement 2065 Fund I Class N/R | — | — | — | $36K | 0.9% | |
| T. Rowe Price Retirement 2055 Fund I Class N/R | — | — | — | $32K | 0.8% | |
| Fidelity Government Money Market I N/R | — | — | — | $4K | <0.1% | |
| LINCOLN LIFE SEPARATE ACCOUNT LINCOLN NATIONAL LIFE INSURANCE COMPANY · EIN 35-0472300 / PN 402 | Pooled Separate Account | — | — | $0 | <0.1% |