Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $40K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $48 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | — | — | — | $2.2M | 27.9% | |
| Empower Trust Company, LLC | — | — | — | $898K | 11.3% | |
| MASSMUTUAL TOTAL RETURN BOND R4 MASSMUTUAL · EIN 04-1590850 / PN 000 |
Pooled Separate Account |
| — |
| — |
| $898K |
| 11.3% |
| Empower Trust Company, LLC | — | — | — | $864K | 10.9% |
| MM S&P 500(R) INDEX SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $864K | 10.9% |
| Notes receivable from participants | — | — | — | $701K | 8.9% |
| Empower Trust Company, LLC | — | — | — | $645K | 8.1% |
| T. ROWE PRICE NEW HORIZONS T. ROWE PRICE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $645K | 8.1% |
| Empower Trust Company, LLC | — | — | — | $603K | 7.6% |
| MASSMUTUAL BLUE CHIP GROWTH R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $603K | 7.6% |
| Empower Trust Company, LLC | — | — | — | $247K | 3.1% |
| MASSMUTUAL OVERSEAS R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $247K | 3.1% |
| Empower Trust Company, LLC | — | — | — | $236K | 3.0% |
| MASSMUTUAL BLUE CHIP GROWTH ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $236K | 3.0% |
| Empower Trust Company, LLC | — | — | — | $224K | 2.8% |
| MASSMUTUAL SMALL CAP OPPS R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $224K | 2.8% |
| Empower Trust Company, LLC | — | — | — | $207K | 2.6% |
| MASSMUTUAL MID CAP GROWTH ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $207K | 2.6% |
| Empower Trust Company, LLC | — | — | — | $159K | 2.0% |
| T. ROWE PRICE RETIREMENT 2020 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $159K | 2.0% |
| Empower Trust Company, LLC | — | — | — | $143K | 1.8% |
| MASSMUTUAL DIVERISIFIED R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $143K | 1.8% |
| Empower Trust Company, LLC | — | — | — | $119K | 1.5% |
| INVESCO DISCOVERY LARGE CAP Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $119K | 1.5% |
| Empower Trust Company, LLC | — | — | — | $108K | 1.4% |
| AMERICAN CENTURY ULTRA INV AMERICAN CENTURY INVESTMENTS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $108K | 1.4% |
| Empower Trust Company, LLC | — | — | — | $101K | 1.3% |
| PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $101K | 1.3% |
| Empower Trust Company, LLC | — | — | — | $100K | 1.3% |
| INVESCO DISCOVERY Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $100K | 1.3% |
| Empower Trust Company, LLC | — | — | — | $98K | 1.2% |
| INVESCO GLOBAL STRATEGIC INCOME Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $98K | 1.2% |
| Empower Trust Company, LLC | — | — | — | $91K | 1.1% |
| T. ROWE PRICE RETIREMENT 2030 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $91K | 1.1% |
| Empower Trust Company, LLC | — | — | — | $67K | 0.8% |
| MASSMUTUAL INTERNATIONAL EQ R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $67K | 0.8% |
| Empower Trust Company, LLC | — | — | — | $59K | 0.7% |
| BARON GROWTH RETAIL BARON CAPITAL GROUP, INC. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $59K | 0.7% |
| Empower Trust Company, LLC | — | — | — | $23K | 0.3% |
| MASSMUTUAL BALANCED R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $23K | 0.3% |
| Empower Trust Company, LLC | — | — | — | $10K | 0.1% |
| T. ROWE PRICE RETIREMENT 2055 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $10K | 0.1% |
| T. ROWE PRICE RETIREMENT 2050 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $8K | <0.1% |
| Empower Trust Company, LLC | — | — | — | $8K | <0.1% |
| Empower Trust Company, LLC | — | — | — | $3K | <0.1% |
| T. ROWE PRICE RETIREMENT 2040 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $3K | <0.1% |
| Empower Trust Company, LLC | — | — | — | $1K | <0.1% |
| T. ROWE PRICE RETIREMENT BALANCED S EMPOWER ANNUITY INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% |
| Empower Trust Company, LLC | — | — | — | $1K | <0.1% |
| T. ROWE PRICE RETIREMENT 2035 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% |
| Empower Trust Company, LLC | — | — | — | $480 | <0.1% |
| T. ROWE PRICE RETIREMENT 2025 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $480 | <0.1% |
| Empower Trust Company, LLC | — | — | — | $350 | <0.1% |
| INVESCO GLOBAL ALLOCATION Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $350 | <0.1% |
