Original filing (PDF)20230427161831NAL0007638963001

UNITED BROKERS AND CAPTIVE MANAGERS, INC.

Name: UNITED BROKERS AND CAPTIVE MANAGERS, INC. — Form 5500 (2022)
Creator: UNITED BROKERS AND CAPTIVE MANAGERS, INC.

Form 5500-SF

FILING_RECEIVED

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED BROKERS AND CAPTIVE MANAGERS, INC..

Plan sponsor

Name

UNITED BROKERS AND CAPTIVE MANAGERS, INC.

EIN

30-0032143

Address

9145 EL CORTEZ AVE · FOUNTAIN VALLEY, CA · 92708

Phone

(714) 708-4373

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-10-31

Filed

2023-04-27

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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$0 · 1 participants