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Original filing (PDF)20251014142942NAL0006430642001
ADVICS NORTH AMERICA, INC.
Form 5500
FILING_RECEIVED
ADVICS 401(K) PLAN
401(k) retirement plan
Active participants
1,595
Accounts w/ balance
1,927
Plan assets (EOY)
$173.6M
Net assets (EOY)
$173.6M
How this plan invests
This plan
3 pooled trusts
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 20 bps in Schedule C fees — 104% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVICS NORTH AMERICA, INC..
Plan sponsor
Name
ADVICS NORTH AMERICA, INC.
EIN
30-0022045
Address
1650 KINGSVIEW DRIVE · LEBANON, OH · 45036
Phone
(513) 696-5209
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 06-1050034 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $256K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | — | IRVINE, CA | INVESTMENT ADVISOR | $67K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THOMPSON HINE LLP | 34-0575300 | CLEVELAND, OH | ATTORNEY | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT LLP | 56-0574444 | — | NONE | $4K | — |
Investments
10 direct securities · 3 pooled funds· $148.3M(85% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$114.3M
10 holdings
Pooled Separate Account
$30.2M
2 holdings
Common Collective Trust
$3.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total Market Index " | — | — | — | $31.0M | 17.8% | |
| LARGE CAP GROWTH / AMERICAN CENTURY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 253 | Pooled Separate Account | — | — | $25.9M | 14.9% | |
| MFS Value R6 " | — | — | — | $18.8M | 10.8% | |
| T. Rowe Price Mid-Cap Growth I " | — | — | — | $12.7M | 7.3% | |
| MFS Total Return Bond R6 MRBKX " | — | — | — | $12.0M | 6.9% | |
| American Funds EUPAC R6 Fund Mutual fund | — | — | — | $8.9M | 5.1% | |
| Fidelity U.S. Bond Index " | — | — | — | $8.5M | 4.9% | |
| Fidelity Total International Index " | — | — | — | $7.4M | 4.3% | |
| Columbia Overseas Value Inst3 " | — | — | — | $7.0M | 4.0% | |
| MFS MID CAP VALUE FUND (IS PLATFORM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 858 | Pooled Separate Account | — | — | $4.3M | 2.5% | |
| The Hartford World Bond Fund Class R6 " | — | — | — | $4.2M | 2.4% | |
| PUTNAM SMALL CAP GROWTH TRUST - CLA GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $3.8M | 2.2% | |
| Columbia Small Cap Value II Inst3 " | — | — | — | $3.8M | 2.2% |
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