This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| DIVERSIFIED INTERNATIONAL EQUITY FD PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6746540 / PN 001 | Common Collective Trust | $27.4M | 21.4% |
| BLUE CHIP EQUITY FUND |
Common Collective Trust |
| $15.6M |
| 12.2% |
| LARGECAP S&P 500 INDEX SEPARATE ACC PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | $15.5M | 12.2% |
| EQUITY INCOME FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 85-0572066 / PN 001 | Common Collective Trust | $13.8M | 10.8% |
| SMALLCAP SEPARATE ACCOUNT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | $5.1M | 4.0% |
| MID-CAP EQUITY FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 45-5114041 / PN 001 | Common Collective Trust | $4.0M | 3.1% |
| CORE FIXED INCOME FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 27-5280064 / PN 001 | Common Collective Trust | $3.5M | 2.7% |
| SMID CAP VALUE EQUITY FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 27-5279473 / PN 001 | Common Collective Trust | $3.4M | 2.7% |
| U.S. REIT FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 82-2725212 / PN 001 | Common Collective Trust | $2.9M | 2.2% |
| INTERNATIONAL SMALL CAP EQUITY FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 81-3934776 / PN 001 | Common Collective Trust | $2.1M | 1.6% |
| SMALLCAP S&P 600 INDEX SEPARATE ACC PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | $639K | 0.5% |
| INTERNATIONAL STRATEGIC EQUITY FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 85-0913974 / PN 001 | Common Collective Trust | $0 | <0.1% |
