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Original filing (PDF)20251015051635NAL0001910947001
K9S FOR WARRIORS INC.
Form 5500
FILING_RECEIVED
K9S FOR WARRIORS
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
209
Accounts w/ balance
119
Plan assets (EOY)
$1.9M
Net assets (EOY)
$1.9M
How this plan invests
This plan
4 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "AMERCENT STRATALLO MODERATE -R" is 30% of plan.
- 57% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (33 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for K9S FOR WARRIORS INC..
Plan sponsor
Name
K9S FOR WARRIORS INC.
EIN
27-5219467
Address
114 CAMP K9 RD · PONTE VEDRA, FL · 32081
Phone
(904) 686-1956
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PIVOT CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $6K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | — | PONTE VEDRA BEACH, FL | ADVISOR | $0 | — |
Investments
23 direct securities · 4 pooled funds· $1.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.6M
23 holdings
Common Collective Trust
$338K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERCENT STRATALLO MODERATE -R | Registered Investment Companies | — | — | $569K | 29.2% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $253K | 13.0% | |
| JPMORGAN SMARTRET 2050 - R2 | Registered Investment Companies | — | — | $213K | 10.9% | |
| JPMORGAN SMARTRETIRE 2055 - R2 | Registered Investment Companies | — | — | $122K | 6.3% | |
| JPMORGAN US EQUITY - R2 | Registered Investment Companies | — | — | $104K | 5.4% | |
| AB LARGE CAP GROWTH R | Registered Investment Companies | — | — | $76K | 3.9% | |
| JPMORGAN SMARTRET 2035 - R2 | Registered Investment Companies | — | — | $60K | 3.1% | |
| INVESCO STABLE ASSET INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $53K | 2.7% | |
| MACQUARIE SMALLCAP CORE FUND R | Registered Investment Companies | — | — | $51K | 2.6% | |
| MACQUARIE SMALL CAP VALUE - R | Registered Investment Companies | — | — | $50K | 2.5% | |
| JPMORGAN SMARTRET 2045 - R2 | Registered Investment Companies | — | — | $47K | 2.4% | |
| BLACKROCK HIGH YIELD R | Registered Investment Companies | — | — | $45K | 2.3% | |
| JANUS HEND TRITON R | Registered Investment Companies | — | — | $43K | 2.2% | |
| JPM SMARTRET 2030 - R2 | Registered Investment Companies | — | — | $41K | 2.1% | |
| INVESCO COMSTOCK R | Registered Investment Companies | — | — | $27K | 1.4% | |
| JPM SMARTRET INCOME - R2 | Registered Investment Companies | — | — | $24K | 1.2% | |
| STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340 | Common Collective Trust | — | — | $22K | 1.1% | |
| GS EMG MKTS EQTY INSIGHTS R | Registered Investment Companies | — | — | $21K | 1.1% | |
| PIONEERBONDFUND-R | Registered Investment Companies | — | — | $18K | 0.9% | |
| DWS RREEF REAL EST SEC R | Registered Investment Companies | — | — | $17K | 0.9% | |
| JPM INTERNATIONAL EQ - R2 | Registered Investment Companies | — | — | $13K | 0.7% | |
| WESTERN ASSET CORE BOND R | Registered Investment Companies | — | — | $11K | 0.6% | |
| JPMORGAN SMARTRET 2040 - R2 | Registered Investment Companies | — | — | $11K | 0.6% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $11K | 0.5% | |
| PIMCO REAL RETURN - CLASS R | Registered Investment Companies | — | — | $10K | 0.5% | |
| JPM SMARTRET 2020 - R2 | Registered Investment Companies | — | — | $10K | 0.5% | |
| JPM SMARTRET 2025 - R2 | Registered Investment Companies | — | — | $1K | <0.1% |
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