Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | — | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BROAD STREET CAPITAL PARTNERS, LLC | — | GREENVILLE, SC | INVESTMENT ADVISOR | $29K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $8K | — |
| FIRST HORIZON ADVISORS, INC. |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard TargetRetirement 2035 Mutual Fund | — | — | $1.7M | $1.9M | 16.5% | |
| Vanguard 500 Index Admiral Mutual fund N/A | — | — | — | $1.0M | 8.8% | |
| Vanguard Target Retirement 2045 Mutual fund N/A | — | — |
| — |
| MEMPHIS, TN |
| INVESTMENT ADVISOR |
| $1K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSERVCO, INC. | — | CLEARWATER, FL | CONTRACT ADMIN | $12K | — |
| — |
| $900K |
| 7.9% |
| Vanguard Mid Cap Index Admiral Mutual fund N/A | — | — | — | $820K | 7.2% |
| Vanguard Small Cap Index Mutual fund N/A | — | — | — | $794K | 6.9% |
| Vanguard Target Retirement 2025 Mutual fund N/A | — | — | — | $623K | 5.4% |
| Vanguard Target Retirement 2030 Mutual fund N/A | — | — | — | $483K | 4.2% |
| Vanguard Total World Stock Index Mutual fund N/A | — | — | — | $474K | 4.1% |
| Key Guaranteed Portfolio Fund FBRIC*** N/A | — | — | — | $448K | 3.9% |
| Key Guaranteed Portfolio Fund Fixed Annuity 1.30 | — | — | $426K | $447K | 3.9% |
| Participant Loans 5.25% - 10.5% -0- | Participant loans | — | — | $396K | 3.5% |
| Vanguard Target Retirement 2050 Mutual fund N/A | — | — | — | $372K | 3.3% |
| Vanguard Total Bond Market Index Mutual fund N/A | — | — | — | $333K | 2.9% |
| American Funds American Mutual fund N/A | — | — | — | $332K | 2.9% |
| Notes Rcvbl from Participants Participant Loans 3.50 - 10.50 | Participant loans | — | $321K | $321K | 2.8% |
| Vanguard Total Intl Stock Index Mutual fund N/A | — | — | — | $305K | 2.7% |
| Vanguard Target Retirement 2040 Mutual fund N/A | — | — | — | $291K | 2.5% |
| Vanguard Target Retirement 2055 Mutual fund N/A | — | — | — | $233K | 2.0% |
| Vanguard Emerging Mkts Stock Mutual fund N/A | — | — | — | $200K | 1.7% |
| JPMorgan Large Cap Growth Mutual fund N/A | — | — | — | $193K | 1.7% |
| Vanguard Real Estate Index Mutual fund N/A | — | — | — | $191K | 1.7% |
| American Funds American Balanced Mutual fund N/A | — | — | — | $131K | 1.1% |
| PIMCO Real Return Instl Mutual fund N/A | — | — | — | $126K | 1.1% |
| Vanguard Target Retirement Income Mutual fund N/A | — | — | — | $118K | 1.0% |
| Vanguard Target Retirement 2020 Mutual fund N/A | — | — | — | $112K | 1.0% |
| Empower Secure Foundation Balanced Mutual fund N/A | — | — | — | $112K | 1.0% |
| American Funds New Perspective R6 Mutual fund N/A | — | — | — | $105K | 0.9% |
| Vanguard LifeStrategy Growth Mutual fund N/A | — | — | — | $78K | 0.7% |
| Vanguard Target Retirement 2060 Mutual fund N/A | — | — | — | $72K | 0.6% |
| Vanguard Wellesley Income Fund Mutual fund N/A | — | — | — | $69K | 0.6% |
| Macquarie Science & Technology Y Mutual fund N/A | — | — | — | $61K | 0.5% |
| PIMCO Income Instl Mutual fund N/A | — | — | — | $38K | 0.3% |
| Invesco Gold & Special Minerals Mutual fund N/A | — | — | — | $31K | 0.3% |
| Vanguard High Yield Corporate Mutual fund N/A | — | — | — | $28K | 0.2% |
| Vanguard Utilities Index Mutual fund N/A | — | — | — | $26K | 0.2% |
| PIMCO Total Return Admin Mutual fund N/A | — | — | — | $24K | 0.2% |
| PIMCO Commodity Real Return Strat A Mutual fund N/A | — | — | — | $18K | 0.2% |
| Forfeitures Fixed Annuities | — | — | $1K | $1K | <0.1% |
