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Original filing (PDF)20250725151826NAL0017536834001
ALTERNATIVE BEHAVIOR STRATEGIES, LLC
Form 5500
FILING_RECEIVED
ALTERNATIVE BEHAVIOR STRATEGIES RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,723
Accounts w/ balance
802
Plan assets (EOY)
$20.3M
Net assets (EOY)
$20.3M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 55 bps in Schedule C fees — 88% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 29% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALTERNATIVE BEHAVIOR STRATEGIES, LLC.
Plan sponsor
Name
ALTERNATIVE BEHAVIOR STRATEGIES, LLC
EIN
27-5073382
Address
16255 VENTURA BLVD. SUITE 900 · ENCINO, CA · 914362317
Phone
(818) 452-4912
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TANNER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS | 43-1451524 | — | INVESTMENT ADVISORY | $24K | — |
| FINTEGRITY GROUP PC | 82-2878900 | — | CONSULTANT | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $86K | — |
Investments
31 direct securities · 1 pooled fund· $20.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$20.3M
31 holdings
Common Collective Trust
$246K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Am Fds 2060 Trgt Dte Rtm R6 Fd | — | — | — | $4.1M | 20.5% | |
| Am Fds 2055 Trgt Dte Rtm R6 Fd | — | — | — | $2.6M | 13.0% | |
| Am Fds 2065 Trgt Dte Rtm R6 Fd | — | — | — | $2.6M | 12.8% | |
| Am Fds 2045 Trgt Dte Rtm R6 Fd | — | — | — | $2.5M | 12.5% | |
| Am Fds 2050 Trgt Dte Rtm R6 Fd | — | — | — | $1.7M | 8.5% | |
| Amer Century Sml Cap Val R6 Fd | — | — | — | $1.2M | 5.8% | |
| Principal Stable Value Inst | — | — | — | $1.1M | 5.6% | |
| Am Fds 2040 Trgt Dte Rtm R6 Fd | — | — | — | $975K | 4.8% | |
| Am Fds 2035 Trgt Dte Rtm R6 Fd | — | — | — | $573K | 2.8% | |
| Am Fds 2020 Trgt Dte Rtm R6 Fd | — | — | — | $495K | 2.4% | |
| Am Fds 2030 Trgt Dte Rtm R6 Fd | — | — | — | $365K | 1.8% | |
| Participant Loans | — | — | — | $269K | 1.3% | |
| MFS Mid Cap Value R6 Fund | — | — | — | $246K | 1.2% | |
| PRINCIPAL STABLE VALUE INST PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $246K | 1.2% | |
| John Hancock Bond R6 Fund | — | — | — | $219K | 1.1% | |
| JP Morgan Sm Cp Growth R6 Fund | — | — | — | $185K | 0.9% | |
| Inv Ds Mp Gth R6 Fd | — | — | — | $179K | 0.9% | |
| JP Morgan Equity Income R6 Fd | — | — | — | $153K | 0.8% | |
| Am Fds 2025 Trgt Dte Rtm R6 Fd | — | — | — | $149K | 0.7% | |
| Hartford Strat Income R6 Fund | — | — | — | $113K | 0.6% | |
| AMERICAN FUNDS 2070 TDR R6 FD | — | — | — | $97K | 0.5% | |
| American Funds NewWorld R6 | — | — | — | $75K | 0.4% | |
| Fidelity Mid Cp Index Fund | — | — | — | $53K | 0.3% | |
| Alger Capital App Instl Y Fund | — | — | — | $35K | 0.2% | |
| Fidelity International Idx Fd | — | — | — | $31K | 0.2% | |
| Fidelity Sm Cap Index Fund | — | — | — | $30K | 0.1% | |
| Fidelity US Bond Index Fund | — | — | — | $29K | 0.1% | |
| Fidelity 500 Index Fund | — | — | — | $22K | 0.1% | |
| Am Fds 2010 Trgt Dte Rtm R6 Fd | — | — | — | $14K | <0.1% | |
| Am Fds 2015 Trgt Dte Rtm R6 Fd | — | — | — | $8K | <0.1% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | — | $605 | <0.1% | |
| PIMCO All Asset Institutinl Fd | — | — | — | $388 | <0.1% |
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