Original filing (PDF)20250717154658NAL0000585329001

RILEY FRIEDMAN ASSET MANAGEMENT

Name: RILEY FRIEDMAN ASSET MANAGEMENT — RILEY FRIEDMAN ASSET MANAGEMENT 401(K) PLAN, Form 5500 (2024)
Creator: RILEY FRIEDMAN ASSET MANAGEMENT

Form 5500-SF

FILING_RECEIVED

RILEY FRIEDMAN ASSET MANAGEMENT 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$4.0M

Net assets (EOY)

$4.0M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RILEY FRIEDMAN ASSET MANAGEMENT.

Plan sponsor

Name

RILEY FRIEDMAN ASSET MANAGEMENT

EIN

27-4712045

Address

4984 EL CAMINO REAL, SUITE 101 · LOS ALTOS, CA · 94022

Phone

(650) 988-1088

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-17

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

DAYBREAK FINANCIAL PARTNERS

DAYBREAK FINANCIAL PARTNERS 401(K) PLAN

$4.0M · 5 participants

NORTHWAY MANAGEMENT COMPANY, LLC

NORTHWAY MANAGEMENT 401(K) PLAN

$4.0M · 10 participants

GILS AUTO SALES

GIL'S AUTO SALES & GOLD CAR 401(K) PLAN

$4.0M · 91 participants

TGS FINANCIAL ADVISORS

TGS FINANCIAL ADVISORS 401(K) PROFIT SHARING PLAN & TRUST

$3.9M · 19 participants

BLUESTEM CAPITAL COMPANY, LLC

BLUESTEM CAPITAL COMPANY, LLC 401(K) PLAN