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Original filing (PDF)20251013090926NAL0002252962001
EAST MANAGEMENT SERVICES, LLC
Form 5500
FILING_RECEIVED
EAST MANAGEMENT SERVICES 401(K) PLAN
401(k) retirement plan
Active participants
461
Accounts w/ balance
564
Plan assets (EOY)
$49.8M
Net assets (EOY)
$49.8M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EAST MANAGEMENT SERVICES, LLC.
Plan sponsor
Name
EAST MANAGEMENT SERVICES, LLC
EIN
27-4461439
Address
7777 NW BEACON SQUARE BLVD. · BOCA RATON, FL · 33487
Phone
(561) 826-3620
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
H2R CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CA | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $118K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUNBAR BENDER & ZAPF INC. | 25-1650062 | PITTSBURGH, PA | CONTRACT ADMIN | $34K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $27K | — |
Investments
34 direct securities· $49.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ishares S&P 500 Index K Mutual Fund | — | — | — | $5.4M | 10.8% | |
| American Funds 2045 Trgt Date Retire R6 Mutual Fund | — | — | — | $4.8M | 9.7% | |
| JPMorgan Large Cap Growth R6 Mutual Fund | — | — | — | $3.7M | 7.5% | |
| American Funds 2035 Trgt Date Retire R6 Mutual Fund | — | — | — | $3.7M | 7.4% | |
| American Funds 2040 Trgt Date Retire R6 Mutual Fund | — | — | — | $3.7M | 7.3% | |
| American Funds 2030 Trgt Date Retire R6 Mutual Fund | — | — | — | $3.1M | 6.1% | |
| American Funds 2055 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.4M | 4.9% | |
| Vanguard Small Cap Index Adm Mutual Fund | — | — | — | $2.4M | 4.8% | |
| American Funds 2050 Trgt Date Retire R6 Mutual Fund | — | — | — | $2.2M | 4.4% | |
| JPMorgan Equity Income R6 Mutual Fund | — | — | — | $1.9M | 3.9% | |
| Vanguard Developed Markets Index Admiral Mutual Fund | — | — | — | $1.9M | 3.9% | |
| American Funds 2025 Trgt Date Retire R6 Mutual Fund | — | — | — | $1.8M | 3.6% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual Fund | — | — | — | $1.7M | 3.5% | |
| T. Rowe Price International Discovery I Mutual Fund | — | — | — | $1.2M | 2.3% | |
| American Funds 2060 Trgt Date Retire R6 Mutual Fund | — | — | — | $1.1M | 2.2% | |
| American Funds 2020 Trgt Date Retire R6 Mutual Fund | — | — | — | $892K | 1.8% | |
| Janus Henderson Enterprise N Mutual Fund | — | — | — | $880K | 1.8% | |
| Vanguard Total Bond Market Index Admiral Mutual Fund | — | — | — | $872K | 1.8% | |
| Brandywineglobal Corporate Credit IS Mutual Fund | — | — | — | $772K | 1.6% | |
| Fidelity Advisor International Growth Z Mutual Fund | — | — | — | $771K | 1.5% | |
| Key Guaranteed Portfolio Fund Fixed Annuities | — | — | — | $732K | 1.5% | |
| Allspring Special Mid Cap Value R6 Mutual Fund | — | — | — | $665K | 1.3% | |
| PIMCO Income Instl Mutual Fund | — | — | — | $519K | 1.0% | |
| JPMorgan Emerging Markets Equity R6 Mutual Fund | — | — | — | $461K | 0.9% | |
| American Century Small Cap Value R6 Mutual Fund | — | — | — | $423K | 0.8% | |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $393K | 0.8% | |
| JPMorgan Core Plus Bond R6 Mutual Fund | — | — | — | $385K | 0.8% | |
| Vanguard Real Estate Index Admiral Mutual Fund | — | — | — | $300K | 0.6% | |
| PGIM Global Total Return R6 Mutual Fund | — | — | — | $184K | 0.4% | |
| Cohen & Steers Real Estate Securities Z Mutual Fund | — | — | — | $156K | 0.3% | |
| American Funds 2015 Trgt Date Retire R6 Mutual Fund | — | — | — | $127K | 0.3% | |
| American Century Small Cap Growth R6 Mutual Fund | — | — | — | $111K | 0.2% | |
| Janus Henderson Global Equity Income N Mutual Fund | — | — | — | $43K | <0.1% | |
| American Funds 2010 Trgt Date Retire R6 Mutual Fund | — | — | — | $17K | <0.1% |
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