Back to filter
Original filing (PDF)20251015151743NAL0002654931001
HAWLEY, LLC
Form 5500
FILING_RECEIVED
HAWLEY, LLC 401(K) PLAN 001
401(k) retirement plan
Signals · 1
~97 bps in Sched C fees
Active participants
50
Accounts w/ balance
142
Plan assets (EOY)
$3.6M
Net assets (EOY)
$3.6M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 97 bps in Schedule C fees — 86% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAWLEY, LLC.
Plan sponsor
Name
HAWLEY, LLC
EIN
27-4406564
Address
1181 SOUTH LAKE DRIVE · LEXINGTON, SC · 29073
Phone
(803) 359-0906
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BDG-CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST COMMUNITY BANK | — | COLUMBIA, SC | NONE | $18K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $17K | — |
Investments
28 direct securities· $3.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $766K | 21.0% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $487K | 13.4% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $430K | 11.8% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $388K | 10.6% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $279K | 7.7% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $188K | 5.1% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $179K | 4.9% | |
| T. Rowe Price All-Cap Opport I T. Rowe Price 0 | — | — | — | $145K | 4.0% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $124K | 3.4% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $103K | 2.8% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $97K | 2.7% | |
| Vanguard Value Index Adm Vanguard 0 | — | — | — | $86K | 2.4% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $58K | 1.6% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $40K | 1.1% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $37K | 1.0% | |
| Vanguard Wellesley Income Adm Vanguard 0 | — | — | — | $35K | 1.0% | |
| JPMorgan Mid Cap Growth R6 JP Morgan 0 | — | — | — | $35K | 1.0% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $30K | 0.8% | |
| Harbor Small Cap Value Ret Harbor 0 | — | — | — | $29K | 0.8% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $29K | 0.8% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $25K | 0.7% | |
| American Eupac R6 American 0 | — | — | — | $20K | 0.5% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $10K | 0.3% | |
| Dodge & Cox Income X Dodge & Cox 0 | — | — | — | $8K | 0.2% | |
| Dodge & Cox Global Bond X Dodge & Cox 0 | — | — | — | $7K | 0.2% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $5K | 0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $3K | <0.1% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $2K | <0.1% |
Related plans
Similar-size Wholesale Trade plans
SELLMARK CORPORATION
SELLMARK CORPORATION 401(K) PLAN
$3.6M · 143 participants
ALS ENTERPRISES, INC.
ALS ENTERPRISES, INC. 401(K) AND SAVINGS PLAN
$3.7M · 30 participants
ALEM INTERNATIONAL MANAGEMENT
ALEM INTERNATIONAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST
$3.7M · 191 participants
READY FITNESS, INC.
READY FITNESS, INC. 401(K) PLAN
$3.7M · 48 participants
RUDY PROJECT NORTH AMERICA, LP.
THE VISION GROUP 401(K) PROFIT SHARING PLAN
$3.7M · 16 participants
MASCHMEDT & ASSOCIATES, LLC
MASCHMEDT & ASSOCIATES, LLC 401(K) PLAN
$3.7M · 19 participants
Large plans in South Carolina
MICHELIN NORTH AMERICA, INC. C/O RETIREMENT MANAGER
MICHELIN 401(K) SAVINGS PLAN
$4.5B · 15,068 participants
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
THE SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC MULTIPLE EMPLOYER PENSION PLAN
$3.7B · 1,489 participants
SAVANNAH RIVER NUCLEAR SOLUTIONS
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC MASTER TRUST
$3.7B
SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC
THE SAVANNAH RIVER NUCLEAR SOLUTIONS, LLC DEFINED CONTRIBUTION PLAN
$2.8B · 9,871 participants
MICHELIN NORTH AMERICA, INC
MICHELIN RETIREMENT PLAN
$2.2B · 3,464 participants
PRISMA HEALTH
PRISMA HEALTH RETIREMENT SAVINGS PLAN
$2.2B · 32,659 participants