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Original filing (PDF)20250925100401NAL0009044592001
PBM CAPITAL GROUP, LLC
Form 5500
FILING_RECEIVED
PBM CAPITAL GROUP, LLC. 401(K) PLAN
401(k) retirement plan
Signals · 2
30% in single holding~76 bps in Sched C fees
Active participants
89
Accounts w/ balance
77
Plan assets (EOY)
$6.6M
Net assets (EOY)
$6.6M
How this plan invests
This plan
14 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund Mutual fund" is 30% of plan.
- 76 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PBM CAPITAL GROUP, LLC.
Plan sponsor
Name
PBM CAPITAL GROUP, LLC
EIN
27-4392286
Address
200 GARRETT ST. · SUITE S · CHARLOTTESVILLE, VA · 22902
Phone
(434) 980-8133
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3B · Covers self-employed individuals
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CHARLES W SNADER PC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $36K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS LLC | 43-1451524 | — | INVESTMENT ADVISOR | $14K | — |
Investments
19 direct securities · 14 pooled funds· $6.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.4M
14 holdings
Uncategorized
$3.2M
19 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual fund | — | — | — | $2.0M | 30.1% | |
| TRP RETIRE 2035 C T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $694K | 10.6% | |
| TRP RETIRE 2050 C T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $590K | 9.0% | |
| TRP RETIRE 2040 C T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $564K | 8.6% | |
| TRP RETIRE 2030 C T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $464K | 7.1% | |
| INVESCO STABLE VAL I INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $388K | 5.9% | |
| TRP RETIRE 2025 C T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $328K | 5.0% | |
| Fidelity Mid Cap Index Fund Mutual fund | — | — | — | $318K | 4.8% | |
| TRP RETIRE 2045 C T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $194K | 3.0% | |
| Brokerage securities (stocks) Self-directed brokerage accounts | — | — | — | $180K | 2.7% | |
| MFS Int'l. Diversification Fund R6 Mutual fund | — | — | — | $116K | 1.8% | |
| DFA U.S. Target Value I Mutual fund | — | — | — | $109K | 1.7% | |
| Vanguard Equity-Income Fund Adm. Mutual fund | — | — | — | $102K | 1.6% | |
| American Century Growth Fund R6 Mutual fund | — | — | — | $100K | 1.5% | |
| TRP RETIRE 2060 C T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $83K | 1.3% | |
| Dodge & Cox Income I Mutual fund | — | — | — | $63K | 1.0% | |
| Fidelity Small Cap Index Fund Mutual fund | — | — | — | $53K | 0.8% | |
| Invesco Discovery Fund R6 Mutual fund | — | — | — | $47K | 0.7% | |
| American Funds U.S. Gov't. Securities R6 Mutual fund | — | — | — | $46K | 0.7% | |
| Fidelity Int'l. Index Fund Mutual fund | — | — | — | $36K | 0.6% | |
| Participant loans 8.5%, maturing January 2028 | — | — | $27K | $27K | 0.4% | |
| TRP RETIRE 2005 C T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $17K | 0.3% | |
| TRP RETIRE 2015 C T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $16K | 0.2% | |
| MFS Mid Cap Value Fund R6 Mutual fund | — | — | — | $16K | 0.2% | |
| American Funds American Balanced R6 Mutual fund | — | — | — | $13K | 0.2% | |
| TRP RETIRE 2055 C T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $10K | 0.1% | |
| Employer contribution Various | — | — | $9K | $9K | 0.1% | |
| TRP RETIRE 2010 C T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $4K | <0.1% | |
| Cohen & Steers Inst. Realty Shares Mutual fund | — | — | — | $4K | <0.1% | |
| TRP RETIRE 2065 C T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% | |
| MGL Mid Cap Growth R6 Mutual fund | — | — | — | $2K | <0.1% | |
| TRP RETIRE 2020 C T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% | |
| Fidelity Gov't. Money Market K6 Money market fund | — | — | — | $2K | <0.1% |
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