Original filing (PDF)20251002110002NAL0000636592001

POLLEN, INC.

Name: POLLEN, INC. — POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN, Form 5500 (2024)
Creator: POLLEN, INC.

Form 5500

FILING_RECEIVED

POLLEN, INC. EMPLOYEES SAVINGS TRUST PLAN

401(k) retirement plan

Active participants

262

Accounts w/ balance

411

Plan assets (EOY)

$35.7M

Net assets (EOY)

$35.7M

How this plan invests

This plan

1 pooled trust

Schedule D

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POLLEN, INC..

Plan sponsor

Name

POLLEN, INC.

EIN

27-4175668

Address

8880 WARD PARKWAY, 5TH FLOOR · KANSAS CITY, MO · 66214

Phone

(913) 956-6520

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-02

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

PICKETT, CHANEY & MCMULLEN LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$35K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MARINER LLC	20-4553256	—	ADVISOR	$46K	—
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$6K	—

Investments

30 direct securities · 1 pooled fund· $35.7M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$35.4M

30 holdings

Common Collective Trust

$321K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Fidelity 500 Index Mutual fund	—	—	—	$8.2M	23.0%
Fidelity Freedom Index 2050 Mutual fund	—	—	—	$4.4M	12.3%
Fidelity Freedom Index 2055 Mutual fund	—	—	—	$3.5M	9.7%
Fidelity Freedom Index 2045 Mutual fund	—	—	—	$2.6M	7.2%
Self-directed brokerage accounts Various investments	—	—	—	$2.2M	6.2%
Fidelity Freedom Index 2040 Mutual fund	—	—	—	$2.0M	5.7%
Fidelity Freedom Index 2060 Mutual fund	—	—	—	$1.9M	5.3%
MFS Growth Mutual fund	—	—	—	$1.9M	5.3%
Fidelity Total International Index Mutual fund	—	—	—	$1.1M	3.0%
Fidelity Freedom Index 2035 Mutual fund	—	—	—	$1.0M	2.9%
Fidelity Sm Cap Index Mutual fund	—	—	—	$859K	2.4%
Fidelity Mid Cap Index Mutual fund	—	—	—	$843K	2.4%
Fidelity Freedom Index 2065 Mutual fund	—	—	—	$634K	1.8%
AF Europacific Growth Mutual fund	—	—	—	$548K	1.5%
Metwest Total Return Bond Mutual fund	—	—	—	$473K	1.3%
AF New World Mutual fund	—	—	—	$420K	1.2%
Victory Established Value Mutual fund	—	—	—	$374K	1.0%
Fidelity Freedom Index 2030 Mutual fund	—	—	—	$354K	1.0%
Invesco Disc Mid Cap Growth Mutual fund	—	—	—	$330K	0.9%
Fidelity US Bond Index Mutual fund	—	—	—	$321K	0.9%
MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001	Common Collective Trust	—	—	$321K	0.9%
Fidelity Freedom Index 2015 Mutual fund 547 * Fidelity Freedom Index 2025 Mutual fund	—	—	—	$299K	0.8%
UM Behavioral Value Mutual fund	—	—	—	$258K	0.7%
PGIM High Yield Mutual fund	—	—	—	$251K	0.7%
MFS Value Mutual fund	—	—	—	$247K	0.7%
C&S Real Estate Mutual fund	—	—	—	$237K	0.7%
Notes Receivable from Participants Various participants; interest rates from 4.25% to 9.50%	—	—	—	$82K	0.2%
AB Small Cap Growth Mutual fund	—	—	—	$58K	0.2%
Dodge & Cox Global Bond Mutual fund	—	—	—	$25K	<0.1%
Fidelity Government Money Market Money market fund	—	—	—	$19K	<0.1%
Fidelity Freedom Index Income Mutual fund	—	—	—	$2K	<0.1%