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Original filing (PDF)20251010114503NAL0007642849001

STERLING JEWELERS INC.

Form 5500
FILING_RECEIVED
SIGNET JEWELERS RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
24,148
Accounts w/ balance
11,417
Plan assets (EOY)
$742.1M
Net assets (EOY)
$742.1M
How this plan invests
This plan
19 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
  • 14 bps in Schedule C fees — 135% above peer band of 6 bps.
  • No recordkeeper disclosed on Schedule C.
  • Only 47% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STERLING JEWELERS INC..
Plan sponsor
Name
STERLING JEWELERS INC.
EIN
27-3967537
Address
375 GHENT ROAD · AKRON, OH · 44333
Phone
(330) 668-5000
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BOBER MARKEY FEDOROVICH & COMPA
Trustee / custodian
Trustee phone

Service providers (Schedule C)

4 rows
Other
4
NameEINLocationRelationDirect compIndirect comp
EMPOWER ANNUITY INSURANCE COMPANY84-0467907NONE$903K
CAPFINANCIAL PARTNERS LLC DBA CAPTRRALEIGH, NCNONE$118K
BOBER MARKEY FEDOROVICH & COMPANYAKRON, OHNONE$22K
QDRO CONSULTANTS COMPANY, LLC34-1820650NONE$1K

Investments

12 direct securities · 19 pooled funds· $761.2M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust
$578.3M
19 holdings
Uncategorized
$182.9M
12 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
PRINCIPAL LIFETIME HYBRID 2040 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 007
Common Collective Trust
$58.0M7.8%
PRINCIPAL LIFETIME HYBRID 2035 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 006
Common Collective Trust
$53.9M7.3%
PRINCIPAL LIFETIME HYBRID 2030 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 005
Common Collective Trust
$52.4M7.1%
PRINCIPAL LIFETIME HYBRID 2050 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 009
Common Collective Trust
$49.9M6.7%
NT S&P 500 INDEX NL-TIER 3
NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 002
Common Collective Trust
$49.8M6.7%
PUTNAM STABLE VALUE FUND
PUTNAM FIDUCIARY TRUST COMPANY, LLC · EIN 04-3159710 / PN 202
Common Collective Trust
$49.5M6.7%
HARBOR CAPITAL APPRECIATION CIT
HARBOR TRUST COMPANY, INC · EIN 84-4022934 / PN 001
Common Collective Trust
$47.5M6.4%
Dodge & Cox Balanced Fund Mutual Funds$44.3M6.0%
PRINCIPAL LIFETIME HYBRID 2045 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 008
Common Collective Trust
$42.9M5.8%
PRINCIPAL LIFETIME HYBRID 2055 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 010
Common Collective Trust
$37.4M5.0%
PRINCIPAL LIFETIME HYBRID 2025 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 004
Common Collective Trust
$37.0M5.0%
American Beacon Large Cap Value Fund R6 Class Mutual Funds$28.3M3.8%
WILMINGTON TRUST MFS MID CAP VALUE
WILMINGTON TRUST, N.A. · EIN 38-4139822 / PN 616
Common Collective Trust
$23.5M3.2%
PRINCIPAL LIFETIME HYBRID 2060 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 012
Common Collective Trust
$20.1M2.7%
Northern Trust S&P 400 Index Fund Tier 3 Common Collective Trust$19.2M2.6%
NT S&P MIDCAP 400 IDX DC NL T3
NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 105
Common Collective Trust
$19.2M2.6%
American Funds EuroPacific Growth Fund Class R6 Mutual Funds$16.2M2.2%
PRINCIPAL LIFETIME HYBRID 2020 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 003
Common Collective Trust
$15.4M2.1%
Fidelity Total Bond K6 Mutual Funds$15.4M2.1%
Participant notes receivable with repayment terms of 1 to 12 years * Participant notes receivable and interest from 4.25% to 9.50% -$13.7M1.9%
Vanguard Small Cap Index Fund Institutional Shares Mutual Funds$10.8M1.5%
Vanguard Explorer Fund Admiral Shares Mutual Funds$9.6M1.3%
Carillon Eagle Mid Cap Growth Fund R6 Mutual Funds$9.5M1.3%
American Beacon Small Cap Value Fund R6 Class Mutual Funds$7.9M1.1%
Vanguard FTSE Social Index Admiral Mutual Funds$7.2M1.0%
PRINCIPAL LIFETIME HYBRID 2065 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 013
Common Collective Trust
$6.0M0.8%
PRINCIPAL LIFETIME HYBRID 2015 CIT
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 002
Common Collective Trust
$5.3M0.7%
NT AGGREGATE BOND INDEX NL-TIER 3
NORTHERN TRUST INVESTMENTS, INC · EIN 45-6138589 / PN 088
Common Collective Trust
$3.8M0.5%
NT ACWI EX-US IMI-DC-NL-TIER 3
NORTHERN TRUST INVESTMENT, INC. · EIN 45-6138589 / PN 223
Common Collective Trust
$3.5M0.5%
PRINCIPAL LIFETIME HYBRID INCOME CI
PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 26-6447574 / PN 011
Common Collective Trust
$3.2M0.4%
Signet Jewelers Ltd Company Stock Fund Common Stock Fund$178K$816K0.1%