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Original filing (PDF)20251015140932NAL0009643458001
BARRI FINANCIAL GROUP, LLC (DBA DOLFINTECH)
Form 5500
FILING_RECEIVED
DOLFINTECH 401(K) PLAN
401(k) retirement plan
Active participants
1,313
Accounts w/ balance
354
Plan assets (EOY)
$9.4M
Net assets (EOY)
$9.4M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Only 27% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Below-peer total fees (20 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARRI FINANCIAL GROUP, LLC (DBA DOLFINTECH).
Plan sponsor
Name
BARRI FINANCIAL GROUP, LLC (DBA DOLFINTECH)
EIN
27-3743621
Address
10777 WESTHEIMER RD., STE. 1040N · HOUSTON, TX · 77042
Phone
(713) 219-5772
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BOKF, NA | — | TULSA, OK | TRUSTEE | $18K | — |
Investments
30 direct securities· $8.8M(94% of reported assets)
Uncategorized
$8.8M
29 holdings
Mutual Funds
$7K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund | — | — | — | $1.8M | 18.7% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.6M | 16.6% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $1.1M | 11.8% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $632K | 6.7% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $626K | 6.7% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $544K | 5.8% | |
| T. Rowe Price T. Rowe Price Growth Stock Fund | — | — | — | $518K | 5.5% | |
| Participant Loans Principal balances ranging up to $19,780 at interest rates ranging from - | — | — | — | $414K | 4.4% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $367K | 3.9% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $230K | 2.4% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $176K | 1.9% | |
| Vanguard Target Retirement Income Fund | — | — | — | $173K | 1.8% | |
| Vanguard Small Cap Growth Index Fund | — | — | — | $125K | 1.3% | |
| Money Market Fund Invesco Government Money Market Fund | — | — | — | $114K | 1.2% | |
| JPMorgan Mid Cap Value Fund | — | — | — | $98K | 1.0% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $93K | 1.0% | |
| Vanguard Mid Cap Index Fund | — | — | — | $77K | 0.8% | |
| MFS Value Fund | — | — | — | $36K | 0.4% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $32K | 0.3% | |
| Vanguard Inflation Protected Securities Fund | — | — | — | $28K | 0.3% | |
| American Funds American Funds EuroPacific Growth Fund | — | — | — | $18K | 0.2% | |
| American Beacon American Beacon Small Cap Value Fund | — | — | — | $10K | 0.1% | |
| Vanguard Short Term Bond Index Fund | — | — | — | $9K | <0.1% | |
| American Beacon American Beacon International Equity Fund | Mutual Funds | — | — | $7K | <0.1% | |
| Metropolitan West Funds Metropolitan West Total Return Bond Fund | — | — | — | $6K | <0.1% | |
| MassMutual Mid Cap Growth Fund | — | — | — | $6K | <0.1% | |
| Vanguard Total International Stock Index Fund | — | — | — | $5K | <0.1% | |
| Vanguard Small Cap Index Fund | — | — | — | $2K | <0.1% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $1K | <0.1% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $1K | <0.1% |
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