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Original filing (PDF)20251006173755NAL0009659074001
SERENDIPITY HEARING, INC. DBA SONUS
Form 5500
FILING_RECEIVED
SERENDIPITY HEARING, INC. DBA SONUS 401(K) PLAN
401(k) retirement plan
Active participants
132
Accounts w/ balance
200
Plan assets (EOY)
$5.7M
Net assets (EOY)
$5.7M
How this plan invests
This plan
30 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (32 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SERENDIPITY HEARING, INC. DBA SONUS.
Plan sponsor
Name
SERENDIPITY HEARING, INC. DBA SONUS
EIN
27-3716562
Address
5882 BOLSA AVE. SUITE 130 · HUNTINGTON BEACH, CA · 92649
Phone
(714) 898-5732
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 47-2534181 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS HOLDINGS INC. DBA | 11-3665754 | SAN DIEGO, CA | CONTRACT ADMIN | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS INC | 26-2768667 | FORT WAYNE, IN | OTHER | $0 | — |
Investments
30 pooled funds· $4.0M(70% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MM SELECT TRP RETIREMENT 2030 M3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $838K | 14.6% | |
| MM SEL TROWE PRICE RET 2035 M3 MASSMUTAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $348K | 6.1% | |
| MM S&P 500 INDEX R4 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $346K | 6.0% | |
| INVESCO DISCOVERY A INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $291K | 5.1% | |
| AMERICAN FUNDS GROWTH FUND OF AMER AMERICAN FUNDS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $273K | 4.8% | |
| MASSMUTUAL TOTAL RETURN BOND R3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $266K | 4.6% | |
| FIDELITY ADVISOR DIVIDEND GROWTH M FIDELITY INVESTMENTS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $264K | 4.6% | |
| MM SMALL CAP OPPS A MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $167K | 2.9% | |
| INVESCO MAIN STREET MID CAP R INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $164K | 2.9% | |
| MM SELECT TRP RETIREMENT 2050 M3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $164K | 2.9% | |
| MM DIVERSIFIED VALUE ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $128K | 2.2% | |
| THORNBURG INTERNATIONAL EQUITY R3 THORNBURG · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $84K | 1.5% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R AMERICAN FUNDS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $78K | 1.4% | |
| MM GLOBAL ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $75K | 1.3% | |
| MASSMUTUAL SMALL COMPANY VAL ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $65K | 1.1% | |
| MFS UTILITIES R2 MFS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $65K | 1.1% | |
| INVESCO DEVELOPING MARKETS A INVESCO · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $61K | 1.1% | |
| MM SELECT TRP RETIREMENT 2045 M3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $50K | 0.9% | |
| MASSMUTUAL SHORT DURATION BOND BD A MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $49K | 0.9% | |
| MM SELECT TRP RETIREMENT 2055 M3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $48K | 0.8% | |
| INVESCO REAL ESTATE A INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $46K | 0.8% | |
| JP MORGAN MID CAP VALUE R2 JP MORGAN · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $44K | 0.8% | |
| MM SELECT TRP RETIREMENT 2025 M3 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $38K | 0.7% | |
| MM MID CAP GROWTH ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $27K | 0.5% | |
| INVESCO INTERNATIONAL BOND A INVESCO · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $23K | 0.4% | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC AMERICAN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $22K | 0.4% | |
| MM SELECT TRP RETIREMENT 2040 M3 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $7K | 0.1% | |
| PIMCO HIGH YIELD R PIMCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $6K | <0.1% | |
| INVESCO GOLD & SPECIAL MINERALS A INVESCO · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $744 | <0.1% | |
| INVESCO GLOBAL STRATEGIC INCOME A INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $223 | <0.1% |