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Original filing (PDF)20251007174512NAL0008660608002
NBCUNIVERSAL, LLC
Form 5500
FILING_RECEIVED
NBCUNIVERSAL CAPITAL ACCUMULATION PLAN (CAP)
401(k) retirement plan
Signals · 1
99% in single holding
Active participants
8,982
Accounts w/ balance
10,223
Plan assets (EOY)
$397.5M
Net assets (EOY)
$397.5M
How this plan invests
This plan
1 pooled trust
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "($ in thousands) Interest in The Comcast Corporation Employee * The Comcast Corporation Employee Savings Plan Master Trust" is 99% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NBCUNIVERSAL, LLC.
Plan sponsor
Name
NBCUNIVERSAL, LLC
EIN
27-3526824
Address
30 ROCKEFELLER PLAZA · NEW YORK, NY · 101120015
Phone
(215) 286-1700
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SB & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVES INST OPERS CO, INC | 04-2647786 | — | RECORDKEEPER | $286K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SB & COMPANY, LLC | 20-2153727 | — | ACCOUNTANT/ADVISOR | $18K | — |
| FINANCIAL ENGINES | 77-0473565 | — | ADVISOR | $12K | — |
Investments
1 direct security · 1 pooled fund· $396.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$392.1M
1 holding
Uncategorized
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| COMCAST CORP EYEE SVNG PLN MASTER COMCAST CORPORATION · EIN 32-6317945 / PN 001 | Master Trust | — | — | $392.1M | 98.6% | |
| Savings Plan Master Trust Notes receivable from participants (principal plus accrued but Interest rates from 4.25% to 9.50%, maturities | — | — | — | $4.7M | 1.2% |