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Original filing (PDF)20251013181509NAL0001824993001
PLAN FIDUCIARY SERVICES, INC.
Form 5500
FILING_RECEIVED
ENTERPRISE SELECT POOLED EMPLOYER PLAN
401(k) retirement plan
Signals · 3
No auditor on fileNo recordkeeper disclosed9 service providers
Active participants
3,880
Accounts w/ balance
3,147
Plan assets (EOY)
$76.5M
Net assets (EOY)
$76.5M
How this plan invests
This plan
34 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
60
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No independent qualified public accountant (IQPA) named.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLAN FIDUCIARY SERVICES, INC..
Plan sponsor
Name
PLAN FIDUCIARY SERVICES, INC.
EIN
27-3523833
Address
2454 N. MCMULLEN BOOTH ROAD, ST 431 · CLEARWATER, FL · 33759
Phone
(813) 281-0707
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
009
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2W · Pooled employer plan (PEP)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsBroker
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PFS INVESTMENTS INC | 06-1375177 | DULUTH, GA | BROKER/DEALER | $0 | — |
| LPL FINANCIAL CORPORATION | 06-1375177 | — | BROKER/DEALER | $0 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 06-1375177 | NEW YORK, NY | BROKER/DEALER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN PENSION SERVICES, LLC | 71-0294708 | — | THIRD PARTY ADMINISTRATO | $0 | — |
Other
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCE INVESTMENT ADVISORS, LL | 43-1451524 | — | SERVICE PROVIDER | $35K | — |
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $14K | — |
| MASSACHUSETTS MUTUAL LIFE INSURANCE | 04-1590850 | — | SERVICE PROVIDER | $0 | — |
| BRIGHTON JONES, LLC | 91-2007475 | — | SERVICE PROVIDER | $0 | — |
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | SERVICE PROVIDER | $0 | — |
Investments
17 direct securities · 34 pooled funds· $112.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$77.9M
34 holdings
Uncategorized
$34.7M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MYCOMPASS IND MOD 2035 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $17.0M | 22.2% | |
| MYCOMPASS IND MOD 2045 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $15.3M | 19.9% | |
| MYCOMPASS IND MOD RET FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $11.1M | 14.5% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Mod Ret Fd R | — | — | — | $11.0M | 14.3% | |
| MYCOMPASS IND MOD 2055 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $8.0M | 10.5% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Mod 2055 Fd R | — | — | — | $7.9M | 10.3% | |
| FIDELITY 500 INDEX FUND VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $5.0M | 6.6% | |
| Voya Retirement Insurance and Annuity Company Fidelity 500 Index Fund | — | — | — | $5.0M | 6.5% | |
| MYCOMPASS IND AGG 2055 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $3.7M | 4.9% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Agg 2055 Fd R | — | — | — | $3.7M | 4.8% | |
| JPMORGAN LGCP GRW FND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.6M | 3.4% | |
| MYCOMPASS IND MOD 2065 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $2.0M | 2.7% | |
| VANGRD EQUITY INCOME FUND ADM VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.5M | 2.0% | |
| Voya Retirement Insurance and Annuity Company Vangrd Equity Income Fund Adm | — | — | — | $1.5M | 1.9% | |
| VOYA FIXED ACCOUNT (4450) VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $1.3M | 1.7% | |
| MYCOMPASS IND AGG 2035 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $982K | 1.3% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Agg 2025 Fd R ** 0 * Voya Retirement Insurance and Annuity Company MyCompass Ind Agg 2035 Fd R | — | — | — | $964K | 1.3% | |
| VOYA GV MNY MKT F A (HLD ACCT) VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $960K | 1.3% | |
| ISHARES MSCI EAFE INDEX FND K VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $839K | 1.1% | |
| Voya Retirement Insurance and Annuity Company iShares MSCI EAFE Index Fnd K | — | — | — | $824K | 1.1% | |
| MYCOMPASS IND AGG 2045 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $777K | 1.0% | |
| MYCOMPASS IND AGG 2065 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $747K | 1.0% | |
| AMERICAN FUNDS NW PRSPCTV R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $711K | 0.9% | |
| Voya Retirement Insurance and Annuity Company American Funds Nw Prspctv R6 | — | — | — | $701K | 0.9% | |
| FIDELITY MID CAP IDX FD VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $675K | 0.9% | |
| Voya Retirement Insurance and Annuity Company Fidelity Mid Cap Idx Fd | — | — | — | $666K | 0.9% | |
| PGIM HIGH YIELD FUND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $521K | 0.7% | |
| STATE STREET AGGR BD INDX K VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $519K | 0.7% | |
| Voya Retirement Insurance and Annuity Company State Street Aggr Bd Indx K | — | — | — | $516K | 0.7% | |
| FIDELITY SM CP IND FD VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $511K | 0.7% | |
| Voya Retirement Insurance and Annuity Company Fidelity Sm Cp Ind Fd | — | — | — | $505K | 0.7% | |
| CORE BOND FUND R1 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $477K | 0.6% | |
| Voya Retirement Insurance and Annuity Company Core Bond Fund R1 | — | — | — | $474K | 0.6% | |
| MYCOMPASS IND CNS 2045 F R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $387K | 0.5% | |
| MYCOMPASS IND AGG RET FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $380K | 0.5% | |
| INTERNATIONAL GROWTH FND II R1 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $352K | 0.5% | |
| MYCOMPASS IND CNS 2035 F R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $342K | 0.4% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Cns 2025 F R ** 0 * Voya Retirement Insurance and Annuity Company MyCompass Ind Cns 2035 F R | — | — | — | $338K | 0.4% | |
| MYCOMPASS IND CNS 2055 F R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $324K | 0.4% | |
| Voya Retirement Insurance and Annuity Company MyCompass Ind Cns 2055 F R | — | — | — | $287K | 0.4% | |
| MYCOMPASS IND CNS RET FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $282K | 0.4% | |
| JPMORGAN SMCP GROWTH FND R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $231K | 0.3% | |
| DFA REAL ESTATE SECS PORT INS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $206K | 0.3% | |
| Voya Retirement Insurance and Annuity Company DFA Real Estate Secs Port Ins | — | — | — | $204K | 0.3% | |
| Voya Retirement Insurance and Annuity Company Voya Gv Mny Mkt F A (Hld Acct) | — | — | — | $164K | 0.2% | |
| ALLSPG SPEC SMCP VL FD R6 VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $104K | 0.1% | |
| Voya Retirement Insurance and Annuity Company Allspg Spec SmCp Vl Fd R6 | — | — | — | $103K | 0.1% | |
| MYCOMPASS IND CNS 2065 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $13K | <0.1% | |
| MYCOMPASS IND MOD 2025 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MYCOMPASS IND AGG 2025 FD R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MYCOMPASS IND CNS 2025 F R VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
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