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Original filing (PDF)20251205125924NAL0003196865001
PLAN FIDUCIARY SERVICES, INC.
Form 5500
FILING_RECEIVED
GREAT WEST AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
Late filing · 0.6 mo
Active participants
107
Accounts w/ balance
128
Plan assets (EOY)
$20.5M
Net assets (EOY)
$20.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
98
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 0.6 months past the 10.5-month grace window.
- 46 bps in Schedule C fees — 57% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PLAN FIDUCIARY SERVICES, INC..
Plan sponsor
Name
PLAN FIDUCIARY SERVICES, INC.
EIN
27-3523833
Address
2454 N MCMULLEN BOOTH ROAD, ST 431 · CLEARWATER, FL · 33759
Phone
(813) 281-0707
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-05
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2W · Pooled employer plan (PEP)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH & HOWARD, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD, CO | RECORDKEEPER | $21K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | — | NEW YORK, NY | BROKER/ ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN PENSION SERVICES,LLC | — | CLEARWATER, FL | CONTRACT ADMIN | $56K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | — | LEAWOOD, KS | OTHER | $10K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD, CO | INVESTMENT MGMT | $5K | — |
Investments
33 direct securities · 3 pooled funds· $20.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.9M
33 holdings
Common Collective Trust
$541K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock Lifepath Index Retirement Fund | — | — | — | $4.1M | 19.9% | |
| BlackRock Lifepath Index 2035 Fund | — | — | — | $3.6M | 17.5% | |
| Empower EI Fixed Account - Series Class II | — | — | — | $2.6M | 12.9% | |
| Fidelity 500 Index Fund | — | — | — | $2.1M | 10.2% | |
| BlackRock Lifepath Index 2030 Fund | — | — | — | $1.6M | 8.0% | |
| BlackRock Lifepath Index 2045 Fund | — | — | — | $942K | 4.6% | |
| BlackRock Lifepath Index 2050 Fund | — | — | — | $753K | 3.7% | |
| Invesco Discovery Mid Cap Growth Fund | — | — | — | $729K | 3.6% | |
| BlackRock Lifepath Index 2055 Fund | — | — | — | $526K | 2.6% | |
| JPMorgan Small Cap Growth Fund | — | — | — | $383K | 1.9% | |
| LARGE CAP VALUE FUND CLASS RI GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $355K | 1.7% | |
| BlackRock Lifepath Index 2040 Fund | — | — | — | $262K | 1.3% | |
| Fidelity US Bond Index Fund | — | — | — | $231K | 1.1% | |
| Fidelity Large Cap Growth Index Fund | — | — | — | $219K | 1.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $212K | 1.0% | |
| INTERNATIONAL STOCK R1 GREAT GRAY · EIN 82-2436292 / PN 342 | Common Collective Trust | — | — | $184K | 0.9% | |
| Fidelity International Index Fund | — | — | — | $183K | 0.9% | |
| Participant loans Interest rates range from 4.25% to - | — | — | — | $170K | 0.8% | |
| Ishares MSCI Eafe International Index Fund | — | — | — | $165K | 0.8% | |
| Fidelity Mid Cap Growth Index Fund | — | — | — | $161K | 0.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $157K | 0.8% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $140K | 0.7% | |
| Invesco Real Estate Fund | — | — | — | $106K | 0.5% | |
| American Funds New Perspective Fund | — | — | — | $105K | 0.5% | |
| Fidelity Small Cap Value Index Fund | — | — | — | $64K | 0.3% | |
| Allspring Special Small Cap Value Fund | — | — | — | $56K | 0.3% | |
| BlackRock Lifepath Index 2060 Fund | — | — | — | $55K | 0.3% | |
| Fidelity Inflation Protected Bond Index Fund | — | — | — | $50K | 0.2% | |
| Fidelity Large Cap Value Index Fund | — | — | — | $38K | 0.2% | |
| Fidelity Real Estate Index Fund | — | — | — | $38K | 0.2% | |
| Fidelity Total Market Index Fund | — | — | — | $37K | 0.2% | |
| Fidelity Small Cap Growth Index Fund | — | — | — | $36K | 0.2% | |
| BlackRock Lifepath Index 2065 Fund | — | — | — | $33K | 0.2% | |
| State Street Aggregate Bond Index Fund | — | — | — | $22K | 0.1% | |
| PGIM High-Yield Fund | — | — | — | $18K | <0.1% | |
| CORE BOND FUND CLASS R1 GREAT GRAY · EIN 82-1986152 / PN 000 | Common Collective Trust | — | — | $2K | <0.1% |